FinTech Regulatory Compliance & Testing Manager

Real REMAX Group; United States; Remote; USD 120,000 - 180,000; Full time

Job summary

Real REMAX Group, based in the United States, seeks a Manager, Regulatory Compliance and Testing to join our Legal, Compliance & Internal Audit team for Wallet, our fintech payments platform for real estate agents. You will own the testing framework, identify risks with cross-functional teams, and drive practical regulatory controls.

The ideal candidate is analytical, proactive, and experienced in regulatory compliance with fintech and lending knowledge.

Qualifications

• Bachelor’s degree in a related field.
• 6+ years of regulatory compliance, testing, or audit in fintech, lending, banking, or financial services.
• Experience with U.S. small business lending and state-licensed lending is preferred.
• Knowledge of ECOA, UDAAP/UDAP, KYC, AML, OFAC, SCRA, CAN-SPAM, and state disclosures.

Responsibilities

• Execute and maintain Real Wallet’s Strategic Compliance Monitoring & Testing Framework across active business lines and financial products.
• Identify emerging compliance risks with cross-functional teams and provide guidance on day-to-day operations and new initiatives.
• Design and implement testing protocols for new products, processes, and regulatory requirements.
• Audit automated disclosure logic and credit notices for compliance with state and federal lending requirements.
• Review marketing materials and complaint trends to identify regulatory risks and mitigate them.
• Develop system frameworks and reporting workflows to support regulatory compliance.
• Conduct routine compliance audits and communicate findings to Compliance leadership and business partners.
• Monitor regulatory developments and translate changes into actionable compliance processes.

Skills

Regulatory compliance

Testing programs

Data-driven

Analytical

Communication

Cross-functional

Independence

Education

Bachelor’s degree

Job description

Real REMAX Group, based in the United States, seeks a Manager, Regulatory Compliance and Testing to join our Legal, Compliance & Internal Audit team for Wallet, our fintech payments platform for real estate agents. You will own the testing framework, identify risks with cross-functional teams, and drive practical regulatory controls.

The ideal candidate is analytical, proactive, and experienced in regulatory compliance with fintech and lending knowledge.