Fintech Compliance Specialist: RegTech & Bank Audits

Wisetack; Northern (KY); Hybrid; USD 71,000 - 99,000; Full time

Job summary

Wisetack, a fintech startup, is seeking a Compliance Specialist to safeguard regulatory integrity across marketing, lending, and operations. You’ll be the point person for compliance reviews, audits, and bank partner inquiries, leveraging modern tools to drive efficiency and accuracy.

You’ll work with cross-functional teams to improve processes, documentation, and training materials, staying current with federal and state regulations governing consumer lending.

Qualifications

• 3+ years of consumer lending compliance experience—preferably in fintech or banking.
• Hands-on experience with marketing compliance, complaint tracking, and bank/institution audit support.
• Solid understanding of consumer lending and servicing regulations (e.g., TILA, ECOA, UDAAP, FCRA, BSA/AML, and Red Flags).
• Skilled in applying tools like Alloy, PerformLine, Salesforce, Google Suite, and ChatGPT. Comfortable learning and integrating new technologies.
• Strong analytical, communication, and organizational skills; adept at managing multiple compliance priorities and stakeholder expectations.
• Experience working directly with bank partners in a compliance capacity.
• CRCM or other relevant Compliance Certifications
• Stakeholder management or project coordination experience related to compliance initiatives.

Responsibilities

• Marketing Compliance: Review all marketing collateral to ensure alignment with consumer protection, advertising, and financial regulations.
• Regulatory Compliance: Stay current with federal and state regulations governing consumer lending and servicing; monitor implementation across operations.
• Audit & Bank Partner Support: Provide comprehensive audit responses, documentation, and clarifications to bank partners—ensuring responsiveness and accuracy.
• Tool & System Administration: Utilize platforms such as Alloy, PerformLine, Salesforce, Google Suite for compliance monitoring, training, workflow tracking, and reporting; leverage AI tools for research assistance and process automation.
• Continuous Improvement: Collaborate with cross-functional partners to enhance compliance processes, documentation standards, and training materials.

Skills

Marketing compliance

Audit tracking

Bank partner coordination

Stakeholder management

Analytical skills

Communication

Education

CRCM or other Compliance Certifications

Tools

Alloy

PerformLine

Salesforce

Google Suite

ChatGPT

Job description

Wisetack, a fintech startup, is seeking a Compliance Specialist to safeguard regulatory integrity across marketing, lending, and operations. You’ll be the point person for compliance reviews, audits, and bank partner inquiries, leveraging modern tools to drive efficiency and accuracy.

You’ll work with cross-functional teams to improve processes, documentation, and training materials, staying current with federal and state regulations governing consumer lending.