Regulatory Compliance & Testing Manager – Fintech

Real; United States; On-site; USD 120,000 - 160,000; Full time

Job summary

Real REMAX Group is seeking a Manager, Regulatory Compliance and Testing to join the Legal, Compliance & Internal Audit team. You will own the Tactical execution of a Strategic Compliance Monitoring & Testing Framework for Wallet, our fintech platform, providing proactive, data-driven risk monitoring as the business scales.

The role partners with cross-functional teams to identify risks, develop testing, review disclosures and marketing materials, and deliver day-to-day guidance across

Qualifications

• 6+ years of regulatory compliance, compliance testing, or audit experience.
• Experience with U.S. small business lending and state-licensed lending preferred.
• Knowledge of ECOA (Regulation B), UDAAP/UDAP, KYC, AML, OFAC, SCRA, CAN-SPAM, and state disclosure requirements.
• Ability to translate complex regulatory requirements into practical business solutions.
• Strong written and verbal communication and cross-functional collaboration.

Responsibilities

• Execute and maintain Regulatory Compliance Monitoring & Testing framework across wallet and financial products.
• Identify emerging compliance risks and advise on testing needs and day-to-day operations.
• Design and implement testing protocols for new products and regulatory requirements.
• Audit automated disclosure logic and loan notices for compliance with state and federal lending requirements.
• Review marketing materials and customer trends to mitigate UDAAP/UDAP and other regulatory risks.
• Develop system frameworks and reporting workflows to support regulatory compliance.
• Conduct routine audits and report findings, recommendations, and remediation needs.

Skills

Regulatory compliance

Compliance testing

Audit

Data analysis

Cross-functional collaboration

Regulatory interpretation

Education

Bachelor's degree in Business, Finance, Legal Studies, Compliance

Job description

Real REMAX Group is seeking a Manager, Regulatory Compliance and Testing to join the Legal, Compliance & Internal Audit team. You will own the Tactical execution of a Strategic Compliance Monitoring & Testing Framework for Wallet, our fintech platform, providing proactive, data-driven risk monitoring as the business scales.

The role partners with cross-functional teams to identify risks, develop testing, review disclosures and marketing materials, and deliver day-to-day guidance across