FinTech Compliance Specialist

Regent Bank; Tulsa (OK); On-site; USD 42,000 - 62,000; Full time

Job summary

Regent Bank is seeking a Compliance Assistant to support regulatory adherence across FinTech partnerships and traditional banking operations. The role involves helping to develop and implement compliant policies and procedures tailored to our FinTech products.

Responsibilities include maintaining regulatory logs, supporting marketing reviews for disclosure requirements, and participating in fair lending reviews and internal audits.

Qualifications

• Bachelor’s degree in finance, business administration, legal studies, or related field preferred.
• Minimum of two (2) years of experience in compliance within banking or FinTech.
• Prior experience with bank compliance and risk is a strong plus.

Responsibilities

• Assist in developing and implementing compliance policies tailored to FinTech products and banking operations.
• Maintain CRA Community Development Lending, Investments, and Services log.
• Assist with marketing reviews to ensure regulatory disclosure compliance.
• Conduct monthly fair lending underwriting and pricing reviews on consumer loan files.

Skills

Microsoft Office (Excel, Word, PowerP

Education

Bachelor’s degree in finance, business administration, legal studies or related field

Job description

Regent Bank is seeking a Compliance Assistant to support regulatory adherence across FinTech partnerships and traditional banking operations. The role involves helping to develop and implement compliant policies and procedures tailored to our FinTech products.

Responsibilities include maintaining regulatory logs, supporting marketing reviews for disclosure requirements, and participating in fair lending reviews and internal audits.