FinTech Compliance Specialist

Regent-Bank; Tulsa (OK); On-site; USD 60,000 - 90,000; Full time

Job summary

Regent Bank in Tulsa, OK is seeking a Compliance Assistant to support regulatory oversight for FinTech and commercial banking operations. The role collaborates with the Compliance Officer and FinTech partners to ensure adherence to banking regulations.

Responsibilities include policy development, regulatory logging, audits and filings, and staff training. A Bachelor’s degree and 2+ years of compliance experience in banking/FinTech are preferred.

Qualifications

• Bachelor’s degree in finance, business administration, legal studies, or related field preferred.
• Minimum of two years of compliance experience in banking or FinTech.
• Experience with bank compliance and risk is a strong plus.
• Proficient in Microsoft Office applications (Excel, Word, PowerPoint).
• Excellent verbal and written communication skills.
• Strong understanding of applicable financial regulations.

Responsibilities

• Assist in development and implementation of compliance policies for FinTech products and banking operations.
• Maintain the CRA Community Development Lending, Investments, and Services log.
• Assist with marketing reviews to ensure regulatory disclosures are compliant.
• Monthly fair lending underwriting and pricing reviews on consumer loan files.
• Assist with internal audits by providing documentation and following up on findings.
• Assist in the preparation of regulatory filings and responses to inquiries.
• Collaborate with FinTech, Deposit Operations, and internal audit to integrate compliance into processes.
• Assist with compliance training when needed.
• Stay informed about best practices and regulatory changes in FinTech and banking.

Skills

Regulatory compliance knowledge

Analytical skills

Verbal and written communication

Education

Bachelor’s degree in finance, business administration, legal studies, or related field

Tools

Excel

Microsoft Office

Job description

Regent Bank in Tulsa, OK is seeking a Compliance Assistant to support regulatory oversight for FinTech and commercial banking operations. The role collaborates with the Compliance Officer and FinTech partners to ensure adherence to banking regulations.

Responsibilities include policy development, regulatory logging, audits and filings, and staff training. A Bachelor’s degree and 2+ years of compliance experience in banking/FinTech are preferred.