Financial Planning Associate

130 Raymond James Financial Services, Inc.; Bend (OR); On-site; USD 60,000 - 85,000; Full time

Job summary

Mainspring Wealth Advisors, LLC in Bend, OR is seeking a Financial Planning Associate to support advisors, deliver personalized financial plans, and help clients achieve retirement and wealth goals within a collaborative regional team. You will handle account openings and transfers, data entry, research, CRM maintenance, plan implementation, and client communications.

Requires a Bachelor’s in Finance and 3+ years in financial services, plus SIE and Series 7/63/65/66 licenses; on-site role with

Qualifications

• Bachelor’s degree in Finance or related field required.
• 3+ years in financial services with emphasis on financial, retirement and estate planning.
• Licenses: SIE required; Series 7/63/65/66 as applicable or ability to obtain within six months.

Responsibilities

• Assist with account openings, transfers and maintenance.
• Support advisors with research, data entry, and plan implementation.
• Maintain CRM records and ensure compliance; prepare files for client meetings.

Skills

Client service

Team player

Communication

CRM proficiency

Microsoft Suite

Education

Bachelor’s degree in Finance

Tools

CRM software

Financial planning software

Financial markets

Job description

Job Description Summary Working together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual’s strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard. As we evolve, we are seeking a Financial Planning Associate who shares our vision and values. The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community.

Job Description Responsibilities

Assist with account opening, transfers and maintenance Support advisors with research, data entry, and plan implementation Maintain CRM records and ensure compliance Partner with Financial Advisor to review clients’ current portfolio design, understand client goals, enter client data, and conduct financial analysis. Evaluate overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives. Perform detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop plan Research information as necessary on a case-by-case basis Prepare files for meetings with existing and new clients Prepares, coordinates and follows through on any needed communication with new or existing clients Respond to client questions by telephone, email and occasional personal visits. Conduct research as needed related to basic income tax questions, estate planning, and other legal issues - requesting guidance when appropriate. May participate in client presentations. May open, transfer, and close customer accounts and maintain appropriate account records. May obtain and verify the client’s purchase and sale instructions, enter orders, and follow up on completion of transactions. Ensure firm and regulatory policies are followed within compliance standards Perform other duties and responsibilities as assigned. Proficiency in: CRM software Microsoft Suite Financial Planning software Financial markets

Proficiency in:

CRM software Microsoft Suite Financial Planning software Financial markets

Education/Experience Requirements

Bachelor’s degree in a related field and three years’ experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services ~or~ An equivalent combination of experience, education and/or training as approved by Human Resources Licenses SIE required provided that an exemption or grandfathering cannot be applied Series 7 Series 63, 65 and/or 66 as required by state or ability to obtain within six months

Additional Information

This position is 100% onsite in Bend, OR Mainspring Wealth Advisors, LLC and its employees are independent contractors with respect to Raymond James, not employees of Raymond James. The term "Raymond James" includes, but is not limited to, Raymond James Financial Services, Inc. ("RJFS") and Raymond James Financial Services Advisors. Inc. ("RJFSA") as affiliates. PLEASE NOTE: The benefits link and benefits description below do not apply to this job posting because the hiring entity is a RJFS independent branch and all RJFS associates at this branch are independent contractors with respect to Raymond James. If you are offered a position by this RJFS branch, employment and benefits will solely be offered by the branch and not by Raymond James.

Education Bachelor’s: Finance

Work Experience General Experience - 13 months to 3 years Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) Travel Less than 25% Workstyle Resident

The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.

This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave.

Eligibility for benefits and specific offerings may vary based on position and employment status.

To view more details of the benefits offered, visit Myrjbenefits.com.

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.

We expect our associates at all levels to:

• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Raymond James is a diversified financial services company providing wealth management, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Founded in 1962 in St. Petersburg, Florida, rather than on Wall Street, we have always embraced being a different kind of financial services firm.

Thanks for your interest in working with Raymond James. While we might not have the perfect role for you today, we'd love to keep in touch.

We believe doing well and doing good aren't mutually exclusive.

As an established but ever-evolving company, you can start - or continue - growing your career here.

We invest in you with wide-ranging benefits and the support of leaders and colleagues who care.

From development opportunities and enriching networking groups to prioritizing diversity, inclusion and the power of different perspectives, Raymond James is where good people grow.

Our people-first culture is outlined in our Culture Blueprint. Check it out to see why many choose to work at Raymond James - and why they stay.