Associate Financial Planner

130 Raymond James Financial Services, Inc.; Caldwell (ID); Hybrid; USD 55,000 - 75,000; Full time

Benefits offered by this job

Benefits package

Hybrid schedule

Job summary

Mainspring Wealth Advisors, LLC is seeking an Associate Financial Planner in Caldwell, ID to support financial advisors and clients with planning, research, and data entry. The role emphasizes retirement and estate planning and requires collaboration with clients and the team.

The ideal candidate will hold a Bachelor's degree in a related field and 3+ years in financial services. Licensing such as SIE and FINRA Series 7/63/65/66 is expected or obtainable within 12 months.

Qualifications

• Bachelor's degree in finance or related field.
• 3+ years of experience in financial services with emphasis on financial planning, retirement and estate planning.
• SIE/Series 7/63/65/66 licenses or ability to obtain within 12 months.

Responsibilities

• Assist with account opening, transfers and maintenance.
• Support advisors with research, data entry and plan implementation.
• Maintain CRM records and ensure compliance.
• Review clients' portfolios and conduct financial analysis.
• Prepare files for client meetings.

Skills

CRM software

Financial analysis

Client service

Data entry

Education

Bachelor's degree in related field

Tools

Microsoft Office

Financial planning software

Job description

Job Description Summary Working together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual's strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard. As we evolve, we are seeking an Associate Financial Planner who shares our vision and values. The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community.

Responsibilities

• Assist with account opening, transfers and maintenance
• Support advisors with research, data entry, and plan implementation
• Maintain CRM records and ensure compliance
• Partner with Financial Advisor to review clients' current portfolio design, understand client goals, enter client data, and conduct financial analysis.
• Evaluate overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives.
• Perform detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop plan
• Research information as necessary on a case-by-case basis
• Prepare files for meetings with existing and new clients
• Prepares, coordinates and follows through on any needed communication with new or existing clients
• Respond to client questions by telephone, email and occasional personal visits.
• Conduct research as needed related to basic income tax questions, estate planning, and other legal issues - requesting guidance when appropriate.
• May participate in client presentations.
• May open, transfer, and close customer accounts and maintain appropriate account records.
• May obtain and verify the client's purchase and sale instructions, enter orders, and follow up on completion of transactions.
• Ensure firm and regulatory policies are followed within compliance standards
• Perform other duties and responsibilities as assigned.
• Proficiency in: CRM software Microsoft Suite Financial Planning software Financial markets

Education/Experience Requirements

Bachelor's degree in a related field and three years' experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services ~or~ An equivalent combination of experience, education and/or training as approved by Human Resources

Licenses

SIE, Series 7, Series 63, 65 and/or 66 as required by state - or ability to obtain within twelve months

Additional Information

This position is hybrid in Caldwell, ID Mainspring Wealth Advisors, LLC and its employees are independent contractors with respect to Raymond James, not employees of Raymond James.

The term "Raymond James" includes, but is not limited to, Raymond James Financial Services, Inc. ("RJFS") and Raymond James Financial Services Advisors. Inc. ("RJFSA") as affiliates.

PLEASE NOTE: The benefits link and benefits description below do not apply to this job posting because the hiring entity is a RJFS independent branch and all RJFS associates at this branch are independent contractors with respect to Raymond James.

If you are offered a position by this RJFS branch, employment and benefits will solely be offered by the branch and not by Raymond James.

Education

• Education Bachelor's: Finance
• Work Experience General Experience - 13 months to 3 years
• Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
• Travel Less than 25%
• Workstyle Resident

The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.

This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave.

Eligibility for benefits and specific offerings may vary based on position and employment status.

To view more details of the benefits offered, visit Myrjbenefits.com.

Guiding Behaviors and Core Values

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. We expect our associates at all levels to:

• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm

At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive.

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

#LI-LS1 Raymond James is a diversified financial services company providing wealth management, capital markets, asset management, banking and other services to individuals, corporations and municipalities.

Founded in 1962 in St. Petersburg, Florida, rather than on Wall Street, we have always embraced being a different kind of financial services firm. Today, Raymond James has locations and subsidiaries across the United States, Canada, the United Kingdom and Germany, and is listed on the New York Stock Exchange under the symbol RJF.

Thanks for your interest in working with Raymond James.

Our business is deeply focused on people and their financial well-being. We're committed to helping individuals, corporations and institutions achieve their goals, while also supporting successful professionals and helping our communities prosper. We believe doing well and doing good aren't mutually exclusive. As an established but ever-evolving company, you can start - or continue - growing your career here. We invest in you with wide-ranging benefits and the support of leaders and colleagues who care. From development opportunities and enriching networking groups to prioritizing diversity, inclusion and the power of different perspectives, Raymond James is where good people grow. Our people-first culture is outlined in our Culture Blueprint. Check it out to see why many choose to work at Raymond James - and why they stay.