Finance Risk Management Lead – SOX & Controls Expert

Capital One; Richmond (VA); On-site; USD 150,000 - 188,000; Full time

Job summary

Capital One in the United States seeks a Manager in Finance Risk Management to lead proactive risk programs and foster a resilient risk culture across Finance. You will partner with business leaders to navigate enterprise risk frameworks, ensure regulatory compliance, and drive value without compromising governance.

The role emphasizes end-to-end risk processes, control design, testing, and collaboration with auditors and executives to strengthen the control environment.

Qualifications

• Bachelor's degree or military experience.
• 5+ years in Accounting, Internal Controls, Audit, or a combination.
• Preferred: CPA, CIA, or CISA credentials.

Responsibilities

• Identify and drive process improvements within Finance’s operational risk management programs.
• Think critically, solve complex problems, work independently, and prioritize multiple high-impact tasks.
• Drive effective, consistent risk management practices across all Finance functional areas.
• Lead one or more lines of business through end-to-end risk approach: scoping, risk assessment, control design, testing, reporting, and certifications.
• Liaise between process performers, risk offices, auditors, and executives to communicate risks and remediation plans.
• Support technology and business transformations by evaluating control enhancements for financial reporting and risk practices.
• Lead or perform substantive testing procedures, including evidence analysis and remediation recommendations.

Skills

Critical thinking

Problem solving

Independent work

Prioritization

SOX knowledge

Regulatory reporting

Stakeholder communication

Auditing

Education

Bachelor's degree or military experience

CPA, CIA or CISA preferred

Job description

Capital One in the United States seeks a Manager in Finance Risk Management to lead proactive risk programs and foster a resilient risk culture across Finance. You will partner with business leaders to navigate enterprise risk frameworks, ensure regulatory compliance, and drive value without compromising governance.

The role emphasizes end-to-end risk processes, control design, testing, and collaboration with auditors and executives to strengthen the control environment.