Finance Risk & Compliance Lead (SOX)

Capital One; McLean (VA); On-site; USD 165,000 - 188,000; Full time

Job summary

Capital One in McLean, VA, seeks a Manager in Finance Risk Management to advance proactive risk programs and foster a resilient risk culture within Finance. You will partner with business leaders, oversee SOX controls, and ensure regulatory alignment while delivering measurable value.

You will advise across end-to-end risk and control processes, collaborating with stakeholders to support corporate initiatives and optimize control environments.

Qualifications

• Bachelor's Degree or military experience.
• At least 5 years of experience in Accounting, Internal Controls, Audit, or a combination.
• Experience with SOX and regulatory reporting principles is preferred.

Responsibilities

• Identify and drive process improvements within Finance’s operational risk management programs.
• Collaborate with cross-functional stakeholders to support corporate initiatives and optimize processes.
• Lead end-to-end risk assessments, control design, testing, reporting, and quarterly certifications.
• Liaise with process performers, risk offices, auditors, and executives to communicate risks and remediation plans.
• Support technology and business transformations by evaluating control enhancements for financial reporting and risk practices.
• Perform substantive testing procedures including evidence analysis and documentation.

Skills

Accounting

Internal Controls

Audit

Education

Bachelor's Degree or military experience

CPA / CIA / CISA certifications

Job description

Capital One in McLean, VA, seeks a Manager in Finance Risk Management to advance proactive risk programs and foster a resilient risk culture within Finance. You will partner with business leaders, oversee SOX controls, and ensure regulatory alignment while delivering measurable value.

You will advise across end-to-end risk and control processes, collaborating with stakeholders to support corporate initiatives and optimize control environments.