Director of Tech Compliance & Regulatory Strategy

021 SEI Investments Company; Oaks (PA); On-site; USD 180,000 - 250,000; Full time

Job summary

SEI is seeking a Senior Director to lead Technology Regulatory Compliance across the enterprise. This executive will report to the Global Chief Compliance Officer and oversee IT risk, compliance, and technology-focused audits, communicating risk in regulator-ready terms.

The role shapes SEI's technology risk narrative across jurisdictions, guiding policy and governance while supporting modernization initiatives, including AI governance and regulatory engagement.

Responsibilities

• Regulatory & Examination Leadership: Serve as the primary point of contact and owner for FFIEC examinations.
• Technology Risk & Compliance Oversight: Oversee technology risk assessments and remediation strategies.
• Strategic Advisory & Governance: Partner with senior leaders as a strategic advisor on regulatory expectations and horizon scanning.
• Leadership & Collaboration: Lead cross-functional efforts across Technology, Risk, Legal, and Compliance.

Job description

SEI is seeking a Senior Director to lead Technology Regulatory Compliance across the enterprise. This executive will report to the Global Chief Compliance Officer and oversee IT risk, compliance, and technology-focused audits, communicating risk in regulator-ready terms.

The role shapes SEI's technology risk narrative across jurisdictions, guiding policy and governance while supporting modernization initiatives, including AI governance and regulatory engagement.