Contract Counsel — Financial Services & Compliance

ACA Group

Florida

On-site

USD 100,000 - 120,000

Full time

4 days ago
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Benefits offered by this job

Medical and dental coverage
401(k) plan
Paid time off
Flexible work environment
Student debt forgiveness
Pet insurance

Job summary

ACA Group seeks a legal professional to draft, review, and negotiate contracts for its subsidiary broker-dealers and other agreements. The role involves handling complex regulatory and compliance matters and assisting the Legal Department with a range of projects to keep operations efficient.

The position requires a Juris Doctor and active license, plus 1–3 years of relevant experience in finance or regulatory settings, with strong drafting, attention to detail, and communication skills.

Qualifications

  • Juris doctor degree required and licensed in at least one jurisdiction.
  • 1–3 years of relevant legal experience at a law firm, regulatory agency, or in-house; broker-dealer or financial services experience preferred.
  • Experience drafting and reviewing complex agreements with large counterparties.

Responsibilities

  • Draft, review, and negotiate contracts for ACA’s subsidiary broker-dealers.
  • Research and provide legal advice on broker-dealer and mutual fund distribution and related regulatory issues.
  • Communicate with ACA clients, outside counsel, service providers on contract terms and information.
  • Stay current on regulatory developments affecting ACA’s broker-dealers and update contracts/policies accordingly.
  • Perform ad-hoc work and special projects to support ACA initiatives.

Skills

Drafting contracts
Legal research
Negotiation
Regulatory compliance
Communication
Attention to detail
Microsoft Office
Adobe Acrobat
Project management
Independent work

Education

Juris Doctor (JD) degree
Licensed to practice law

Tools

Microsoft Office
Adobe Acrobat
Internet

Job description

ACA Group seeks a legal professional to draft, review, and negotiate contracts for its subsidiary broker-dealers and other agreements. The role involves handling complex regulatory and compliance matters and assisting the Legal Department with a range of projects to keep operations efficient.

The position requires a Juris Doctor and active license, plus 1–3 years of relevant experience in finance or regulatory settings, with strong drafting, attention to detail, and communication skills.

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