Compliance Risk Assessment Manager

TD; New York (NY); On-site; USD 91,000 - 146,000; Full time

Job summary

TD Bank US Compliance is seeking a Manager to support the execution and maintenance of the Regulatory Compliance Risk Assessments across the enterprise. You will help develop activities that govern identification, management, monitoring, and reporting of regulatory risk.

The role reports to the Senior Manager, Compliance Risk Assessments, and partners with Risk Owners and Oversight Functions. The position emphasizes a culture of compliance, process improvement, and scalable risk management to

Responsibilities

• Support updates to the Enterprise Regulatory Compliance Risk Assessment Standard and procedures to support the execution of the Annual Regulatory Compliance Risk Assessment and Program Effectiveness activities.
• Provide SME support to Risk Owners and Oversight Functions in navigating the Regulatory Compliance Risk Assessment workflow.
• Conduct quality assurance and data integrity checks.
• Support the Quality Assurance Review team, reaching out to Compliance

Job description

TD Bank US Compliance is seeking a Manager to support the execution and maintenance of the Regulatory Compliance Risk Assessments across the enterprise. You will help develop activities that govern identification, management, monitoring, and reporting of regulatory risk.

The role reports to the Senior Manager, Compliance Risk Assessments, and partners with Risk Owners and Oversight Functions. The position emphasizes a culture of compliance, process improvement, and scalable risk management to