Manager, Compliance Risk Assessment Execution (US)

TD; New York (NY); On-site; USD 91,000 - 146,000; Full time

Job summary

TD Bank US Compliance is seeking a Manager to support the execution and maintenance of the Regulatory Compliance Risk Assessments across the enterprise. You will help develop activities that govern identification, management, monitoring, and reporting of regulatory risk.

The role reports to the Senior Manager, Compliance Risk Assessments, and partners with Risk Owners and Oversight Functions. The position emphasizes a culture of compliance, process improvement, and scalable risk management to

Responsibilities

• Support updates to the Enterprise Regulatory Compliance Risk Assessment Standard and procedures to support the execution of the Annual Regulatory Compliance Risk Assessment and Program Effectiveness activities.
• Provide SME support to Risk Owners and Oversight Functions in navigating the Regulatory Compliance Risk Assessment workflow.
• Conduct quality assurance and data integrity checks.
• Support the Quality Assurance Review team, reaching out to Compliance

Job description

Work Location:

New York, New York, United States of America

Hours:

40

Pay Details:

$91,000 - $145,600 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance

Job Description:

Why Work with Us?

At TD Bank US Compliance, we’re on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you’ll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program. This is not just about implementing a new program – it’s about creating a culture of compliance that will cascade throughout the organization.

Reporting to the Senior Manager, Compliance Risk Assessments, the Manager suppor ts the execution and maintenance of the “Regulatory Compliance Risk Assessments” across the enterprise and is responsible for the development of activities/practices that govern and support the identification, management, monitoring, and reporting.

Key Responsibilities:

• Support updates to the Enterprise Regulatory Compliance Risk Assessment Standard and procedures to support the execution of the Annual Regulatory Compliance Risk Assessment and Program Effectiveness activities.
• Act as a subject matter expert to provide support/assistance to Risk Owners and Oversight Functions in navigating the Regulatory Compliance Risk Assessment workflow.
• Conduct quality assurance and quality control activities to maintain data accuracy and data completeness.
• Support the Quality Assurance Review team, reaching out to Compliance