Strategic Audit Manager — Risk & Compliance Lead

TD; New York (NY); On-site; USD 72,000 - 118,000; Full time

Job summary

TD Bank US Compliance is building a resilient and scalable compliance risk management function in New York. The Senior Audit Manager will play a key role in reshaping the program, driving innovation, and leading audits with an entrepreneurial mindset.

The ideal candidate thrives in a fast-paced setting, guiding day-to-day operations while helping design and implement a forward-thinking compliance program for the bank’s future.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• CAMS or CIA certification is preferred.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit to standards.
• Executes testing of controls including walkthroughs, test scripts, and issue management.
• Provides subject matter expertise and input to audit projects and initiatives.
• Presents audit findings and recommendations to stakeholders and management.
• Manages ongoing audit communications with stakeholders during and after audits.

Skills

Internal Audit

AML

BSA

Testing

CoE

Strong communication

MS Office

Excel

PowerPoint

Access

Education

Undergraduate degree required

CAMS or CIA certification preferred

Tools

MS Office

Excel

PowerPoint

Access

Outlook

Job description

TD Bank US Compliance is building a resilient and scalable compliance risk management function in New York. The Senior Audit Manager will play a key role in reshaping the program, driving innovation, and leading audits with an entrepreneurial mindset.

The ideal candidate thrives in a fast-paced setting, guiding day-to-day operations while helping design and implement a forward-thinking compliance program for the bank’s future.