US Compliance Risk Assessment Execution Manager

TD Bank Group; New York, Northern (NY, KY); Hybrid; USD 91,000 - 146,000; Full time

Job summary

TD Bank US Compliance is seeking a Manager of Compliance Risk Assessment Execution in New York, NY. The role supports enterprise regulatory risk assessments and program effectiveness, reporting to the Senior Manager and coordinating with risk owners and oversight functions.

The ideal candidate has an undergraduate degree and 7+ years in compliance or risk management, with strong MS Office skills and data visualization capabilities.

Qualifications

• Undergraduate degree required or equivalent work experience.
• 7+ years experience in compliance, risk management, or related field.
• Advanced proficiency in Microsoft Office; knowledge of governance, risk and compliance tools is a plus.

Responsibilities

• Support updates to the Regulatory Compliance Risk Assessment standards and procedures to enable annual assessments and program effectiveness.
• Act as a subject matter expert to assist Risk Owners and Oversight Functions in navigating the Regulatory Compliance Risk Assessment workflow.
• Conduct QA/QC activities to maintain data accuracy and completeness.
• Support the Quality Assurance Review team and ensure timely updates and issue escalation.
• Develop status reporting and senior management reporting for timely risk assessment execution and governance.

Job description

TD Bank US Compliance is seeking a Manager of Compliance Risk Assessment Execution in New York, NY. The role supports enterprise regulatory risk assessments and program effectiveness, reporting to the Senior Manager and coordinating with risk owners and oversight functions.

The ideal candidate has an undergraduate degree and 7+ years in compliance or risk management, with strong MS Office skills and data visualization capabilities.