Senior Manager, Enterprise Compliance Risk Assessment

TD

New York (NY)

On-site

USD 115,000 - 186,000

Full time

7 days ago
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Job summary

TD Bank Global Compliance is seeking a Senior Manager to lead the Enterprise Regulatory Compliance Management risk assessment team in New York. You will mentor a team, drive risk scoring, and deliver executive-ready reporting to inform governance decisions.

The role requires 10+ years in compliance or risk, strong knowledge of risk frameworks, advanced Excel and PowerPoint skills, and experience with data visualization tools. It is a full-time, on-site position in New York City.

Qualifications

  • Undergraduate degree or equivalent work experience.
  • 10+ years of experience in compliance, risk management, internal audit, or related fields; leadership experience.

Responsibilities

  • Lead the enterprise compliance risk assessment, including risk identification, evaluation, scoring, documentation, and reporting.
  • Manage and coach junior team members, providing regular feedback and development.
  • Collaborate with business units, risk owners, and control partners to gather and analyze risk data.
  • Support the review and interpretation of aggregated results and identify methodology deviations.
  • Lead strategic discussions with stakeholders on results and governance.

Skills

Risk assessment frameworks
Advanced Excel
PowerPoint
Data visualization
Team leadership
Communication skills

Education

Bachelor's degree in Business, Finance, Risk, or related field

Tools

Archer
MetricStream
Power BI
Tableau

Job description

TD Bank Global Compliance is seeking a Senior Manager to lead the Enterprise Regulatory Compliance Management risk assessment team in New York. You will mentor a team, drive risk scoring, and deliver executive-ready reporting to inform governance decisions.

The role requires 10+ years in compliance or risk, strong knowledge of risk frameworks, advanced Excel and PowerPoint skills, and experience with data visualization tools. It is a full-time, on-site position in New York City.

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