Compliance Oversight Manager - Consumer Banking

TD

Charlotte (NC)

On-site

USD 91,000 - 146,000

Full time

4 days ago

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Job summary

TD Bank US Compliance is seeking a Compliance Business Oversight Manager – Consumer Banking in Charlotte, NC. You will provide oversight, advisory support, and independent challenge for Retail Distribution, aligning branches with federal and state regulations while managing engagement with other Compliance areas.

Strong regulatory knowledge and issue management are essential to drive risk controls and program effectiveness.

Qualifications

Strong regulatory knowledge and advisory capabilities across consumer banking compliance.
Experience with issue management and regulatory change management.
Excellent writing skills and ability to challenge business areas with clear recommendations.
Strong written and verbal communication; capable of presenting to executives.
Ability to build relationships across multiple lines of business and cross-functional teams.

Responsibilities

Provide compliance oversight and independent challenge for Retail Distribution initiatives.
Manage engagement model for other Compliance areas and collaborate with business leaders.
Monitor regulatory requirements and lead change management for new or updated laws.
Track compliance issues, ensure timely resolution and regulatory alignment.
Coordinate with cross-functional teams to strengthen the compliance framework and reduce risk.