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Broker Dealer Jobs in Charlotte NC

Registrations and Compliance Specialist

Registrations and Compliance Specialist

Associate Staffing • Fort Mill (SC)

Vor Ort
USD 45.000 - 65.000
Brokerage Associate

Brokerage Associate

Dexian • Charlotte (NC)

Vor Ort
USD 41.328 - 44.083
Broker-Dealer Regulatory Controls Lead

Broker-Dealer Regulatory Controls Lead

Teachers Insurance and Annuity Association of America • Charlotte (NC)

Vor Ort
USD 68.000 - 95.000
Customer Service Representative - English/Spanish Bilingual

Customer Service Representative - English/Spanish Bilingual

Tradier Inc. • Charlotte (NC)

Hybrid
USD 42.000 - 62.000
Health and Dental
Vacation/Personal Time Off
Senior Counsel, Brokerage & M&A Strategy

Senior Counsel, Brokerage & M&A Strategy

LPL Financial LLC • Town of Charlotte (NY), Fort Mill (SC)

Vor Ort
USD 169.000 - 281.000
401K matching
Health benefits
Employee stock options
+3
Bond Brokers – Institutional Fixed-Income

Bond Brokers – Institutional Fixed-Income

Multi-Bank Securities, Inc. • Charlotte (NC)

Vor Ort
USD 120.000 - 190.000
Registered Brokerage Service Assistant

Registered Brokerage Service Assistant

First Citizens Bank • Charlotte (NC)

Vor Ort
USD 48.000 - 68.000
Bilingual English/Spanish Client Services Rep - Brokerage

Bilingual English/Spanish Client Services Rep - Brokerage

Tradier Inc. • Charlotte (NC)

Hybrid
USD 42.000 - 62.000
Health and Dental
Vacation/Personal Time Off
Broker / Binding Underwriter

Broker / Binding Underwriter

The Jonus Group • Charlotte (NC)

Vor Ort
USD 70.000 - 225.000
Regional Director - Broker-Dealer Relationships & Growth

Regional Director - Broker-Dealer Relationships & Growth

CFA Institute • Charlotte (NC)

Hybrid
USD 140.000 - 210.000
Hybrid work environment
Registered Brokerage Service Assistant

Registered Brokerage Service Assistant

First Citizens • Charlotte (NC)

Vor Ort
USD 52.000 - 65.000
Automotive Dealer Trade Driver

Automotive Dealer Trade Driver

Indian Trail • Monroe (NC)

Vor Ort
USD 30.000 - 40.000
Automotive Dealer Trade Driver

Automotive Dealer Trade Driver

Capital Automotive Group • Monroe (NC)

Vor Ort
USD 35.000 - 45.000
Prop Trader: Trade with Firm Capital & Live Ideas

Prop Trader: Trade with Firm Capital & Live Ideas

T3 Trading Group • Charlotte (NC)

Vor Ort
USD 50.000 - 90.000
Access to firm capital for superior leverage
Professional-grade trading execution
Membership in an elite trading community
+1
Reliable Dealer Vehicle Transport Specialist

Reliable Dealer Vehicle Transport Specialist

Capital Automotive Group • Monroe (NC)

Vor Ort
USD 35.000 - 45.000
VP, Assistant General Counsel - Brokerage & M&A

VP, Assistant General Counsel - Brokerage & M&A

LPL Financial • Fort Mill (SC)

Vor Ort
USD 169.000 - 281.000
401K matching
Health benefits
Employee stock options
+2
Dealership Sales Consultant

Dealership Sales Consultant

CarGuys Inc. • Mooresville (NC)

Vor Ort
USD 45.000 - 70.000
Performance Based Pay Programs
Opportunity for Bonus Pay
Health, dental, retirement plans
+4
VP, Assistant General Counsel - Brokerage

VP, Assistant General Counsel - Brokerage

LPL Financial • Fort Mill (SC)

Vor Ort
USD 169.000 - 281.000
401K matching
Health benefits
Employee stock options
+2
Unleash Your Trading Potential: Now Hiring Proprietary Traders.

Unleash Your Trading Potential: Now Hiring Proprietary Traders.

T3 Trading Group LLC • Charlotte (NC)

Remote
USD 60.000 - 100.000
Accounting Manager- Capital Markets/Broker-Dealer

Accounting Manager- Capital Markets/Broker-Dealer

U.S. Bank • Charlotte (NC)

Vor Ort
USD 111.605 - 131.300
Hybrid/flexible schedule
Healthcare (medical, dental, vision)
401(k) and employer-funded retirement plan
+1
Brokerage Operations Lead: Settlement, Risk & Compliance

Brokerage Operations Lead: Settlement, Risk & Compliance

TIAA • Charlotte (NC)

Vor Ort
USD 77.000 - 122.000
BDC Manager

BDC Manager

CarGuys Inc. • Charlotte (NC)

Vor Ort
USD 50.000 - 70.000
Above average salary
Full benefits package
Paid Vacation and Paid Time Off
+3
Active Trader Service- Greater Charlotte, NC Area (REMOTE)

Active Trader Service- Greater Charlotte, NC Area (REMOTE)

Fidelity Investments • Charlotte (NC)

Vor Ort
USD 70.000 - 110.000
Financial Consultant-FINRA Licensing Opportunity

Financial Consultant-FINRA Licensing Opportunity

Associate Staffing LLC • Charlotte (NC)

Vor Ort
USD 45.000 - 70.000
Dealership Porter/Detail/Parts Driver

Dealership Porter/Detail/Parts Driver

CarGuys Inc. • Charlotte (NC)

Vor Ort
USD 26.000 - 38.000
Top Pay
Bonus Pay
Great Benefits
+7

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