Compliance Testing Leader — Strategy, Risk & Growth

TD Bank Group; Charlotte (NC); Hybrid; USD 125,000 - 190,000; Full time

Job summary

TD Bank Group in Charlotte, NC seeks a senior Compliance Testing leader to drive the end-to-end testing program, guiding teams, scheduling engagements, and reporting results to senior management. You will steer risk assessments, maintain regulatory alignment, and implement continuous improvements within the program.

The role requires 10+ years in compliance/audit, strong analytical capabilities, and the ability to collaborate with executives to advance the bank's governance framework and testing

Qualifications

• Undergraduate degree or equivalent work experience.
• 10+ years of experience in compliance or audit, regulatory environment.
• Knowledge of regulatory expectations and enterprise governance in compliance programs.
• Ability to research, interpret and summarize regulatory requirements and impacts.

Responsibilities

• Lead teams of compliance testing specialists to execute engagements.
• Develop and track compliance testing schedules and action plans.
• Provide guidance to management on compliance issues and trends.
• Identify opportunities for continuous improvement in the Compliance Testing Program.

Skills

Leadership

Compliance testing

Risk management

Regulatory knowledge

Data analysis

Communication with execs

Tableau

MS Office

AI tools (Co-Pilot)

Education

Undergraduate degree or equivalent work experience

Tools

Tableau

MS Office

MS Copilot / AI tools

Job description

TD Bank Group in Charlotte, NC seeks a senior Compliance Testing leader to drive the end-to-end testing program, guiding teams, scheduling engagements, and reporting results to senior management. You will steer risk assessments, maintain regulatory alignment, and implement continuous improvements within the program.

The role requires 10+ years in compliance/audit, strong analytical capabilities, and the ability to collaborate with executives to advance the bank's governance framework and testing