Senior Compliance Oversight Manager – Consumer Banking

TD Bank Group; Charlotte, Northern (NC, KY); Hybrid; USD 91,000 - 146,000; Full time

Job summary

TD Bank Group seeks a Compliance Business Oversight Manager for Consumer Banking to oversee regulatory compliance for Retail Distribution, ensuring adherence to state and federal requirements. The role emphasizes issue management, control mapping, and effective challenge to business lines, while collaborating with cross-functional teams on risk mitigation and process improvements.

Responsibilities include monitoring regulatory activity, leading change management, and reporting to executives.

Qualifications

• Strong subject matter expertise in consumer banking regulations and guidance.
• Experience in monitoring, testing, and control mapping.

Responsibilities

• Serve as primary Compliance support for assigned business lines with oversight and independent challenge.
• Maintain an engagement model for other Compliance areas and define roles/responsibilities.
• Act as regulatory compliance SME for applicable laws, rules, and regulations.
• Monitor activity via Issues management, Monitoring, and Testing programs.
• Lead change management for material changes and present to executives for approval.
• Manage and track compliance-related issues to ensure timely closure.

Skills

Regulatory knowledge

Compliance monitoring

Issue management

Regulatory change management

Regulatory risk assessment

Communication skills

Presentation skills

Relationship building

CRCM

Education

Bachelor degree or equivalent

Job description

TD Bank Group seeks a Compliance Business Oversight Manager for Consumer Banking to oversee regulatory compliance for Retail Distribution, ensuring adherence to state and federal requirements. The role emphasizes issue management, control mapping, and effective challenge to business lines, while collaborating with cross-functional teams on risk mitigation and process improvements.

Responsibilities include monitoring regulatory activity, leading change management, and reporting to executives.