Brokerage Trade Operations Specialist

Truist Wealth; Richmond (VA); On-site; USD 46,000 - 76,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Life insurance

Disability coverage

401k plan

Paid vacation

Sick leave

Paid holidays

Job summary

Truist Financial Corporation is seeking a middle office operations professional to provide trade support and servicing, ensuring accurate trade records and compliant reporting. You will stay current with industry rules and regulatory changes while maintaining quality client service in a fast-paced environment.

Responsibilities include daily trade processing, issue resolution, reconciliations, and liaison with clearing firms.

Qualifications

• Bachelor's degree or equivalent education, training and work-related experience.
• Provide high-quality client service.
• Ability to handle multiple assignments; work under pressure in a fast paced enironment
• Attention to detail with emphasis on accuracy and quality
• Strong Organizational, verbal and written communication skills
• Demonstrate proficiency in Microsoft Office software products
• FINRA Series 7 or ability to obtain the Series 7 license within 120 days of employment

Responsibilities

• Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels.
• Resolve trade issues and apply critical thinking and problem-solving skills to meet the demands of the business.
• Stay current with trade industry standards and new policies and procedures relative to the area of responsibility.
• Demonstrate initiative and commitment to continuous learning, and the ability to adapt to the changing demands of the business.
• Process trade error corrections for the front office.
• Research and write off worthless securities if eligible.
• Daily/Monthly reconciliation of inventory and error accounts for P&L and the resolution of any differences.
• Monitor and resolve unallocated block trades.
• Daily monitoring of trade reporting.
• Ensure trades are reported properly, match, settle, and affirm according to industry rules and regulations.
• Research trade issues and liaison with the clearing firm as necessary.

Skills

Client service

Attention to detail

Organization

Verbal and written communication

Education

Bachelor's degree or equivalent

Tools

Microsoft Office

Job description

Truist Financial Corporation is seeking a middle office operations professional to provide trade support and servicing, ensuring accurate trade records and compliant reporting. You will stay current with industry rules and regulatory changes while maintaining quality client service in a fast-paced environment.

Responsibilities include daily trade processing, issue resolution, reconciliations, and liaison with clearing firms.