Brokerage Client Services Associate (Registered)

Stifel Financial Corp.; Houston (TX); On-site; USD 55,000 - 70,000; Full time

Benefits offered by this job

Health, dental and vision coverage

401k

Job summary

Stifel Financial Corp. in Houston seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, perform administrative tasks, and provide first-line client service.

You may enter trades as directed and handle approvals for communications and advertisements. The role requires a high school diploma, at least 2 years in the investment industry, and licenses (Series 7 and 63 or 66).

Qualifications

• Knowledge of administrative and clerical procedures and systems.
• General understanding of the investment brokerage industry and regulations.
• Ability to organize, prioritize and manage multiple tasks with deadlines.
• Effective communication and customer service skills.

Responsibilities

• Open and maintain client accounts and records under supervision.
• Perform administrative support and client service tasks.
• Provide quotes and account-related information to clients.
• Enter trades as directed by financial advisors.
• Handle approvals for communications and advertisements.

Skills

Administrative procedures

Customer service

Account maintenance

Communication

Attention to detail

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Outlook

Job description

Stifel Financial Corp. in Houston seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, perform administrative tasks, and provide first-line client service.

You may enter trades as directed and handle approvals for communications and advertisements. The role requires a high school diploma, at least 2 years in the investment industry, and licenses (Series 7 and 63 or 66).