Audit Manager: Corporate Compliance Audit

Capital One; Charlotte (NC); Hybrid; USD 100,000 - 140,000; Full time

Job summary

Capital One is seeking an energetic Audit Manager for Corporate Compliance Audit in a hybrid setting. The role focuses on professional internal auditing across operational, financial, and compliance areas, contributing to the annual audit plan.

The position requires leading complex audits, leveraging analytics, and guiding a team to deliver high-quality assurance. This environment supports collaboration, innovation, and professional growth.

Qualifications

• Adaptability to change and willingness to embrace bold ideas.
• Analytical mindset; ability to test assumptions using data.
• Ability to coach and develop team members.
• Willingness to ask questions and challenge status quo.

Responsibilities

• Plan, perform, and lead large/complex audits at enterprise level.
• Design and perform compliance audit procedures, identify issues, review evidence, document processes.
• Provide input into the annual audit plan.
• Leverage data analytics during planning, fieldwork, and reporting phases.
• Establish and build working relationships with management.
• Communicate audit results in reports and presentations.
• Manage audit work and resources, provide feedback to team.

Skills

Adaptability

Curiosity

Questioning

Data analytics

Teaching

Coaching

Leadership

Job description

Audit Manager: Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.

Responsibilities

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Provide significant input into the development of the annual audit plan.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and build working relationships with internal and external management.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

What we’re looking for

• You adapt to change, embrace bold ideas, and are intellectually curious.
• You like to ask questions and test assumptions.
• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.
• You're a firm believer that data will only make you a better Auditor.
• This part will require looking at some data, so you'll want to ensure that analytics doesn't scare you off.
• You're a teacher.
• You have a passion for coaching and investing in the development of your team.
• Lastly, you create energy and an environment that makes it