Audit Manager: Corporate Compliance Audit (Hybrid)

Capital One; Charlotte (NC); Hybrid; USD 138,100 - 157,700; Full time

Benefits offered by this job

Performance-based incentives

Health benefits

Job summary

Capital One is seeking an energetic Audit Manager to join the Corporate Compliance Audit team in a hybrid role. The position focuses on planning, performing, and leading enterprise-level audits across lines of business, with emphasis on compliance and risk management.

The role requires strong data analytics skills and the ability to coach and develop junior staff. The team values bold ideas, collaboration, and proactive insights, with opportunities to influence the audit plan and the use of

Qualifications

• Bachelor's Degree or military experience.
• At least 5 years of auditing experience, at least 5 years in compliance, and/or risk management.
• At least 3 years leading audits and serving as auditor-in-charge.

Responsibilities

• Plan, perform, and lead large/complex audits at enterprise level and across business lines.
• Design and perform compliance audit procedures; identify issues and document processes.
• Contribute to development of the annual audit plan and leverage analytics during audit lifecycle.
• Build relationships with internal and external management and communicate audit results clearly.
• Manage audit work and resources and provide feedback to the team.

Skills

Auditing

Compliance

Risk management

Data analytics

Privacy compliance

Coaching

Education

Bachelor's degree

CIA / CPA / CRCM certification

Tools

Data analytics tools

Job description

Audit Manager: Corporate Compliance Audit (Hybrid)

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.

Responsibilities include:

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Provide significant input into the development of the annual audit plan.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and build working relationships with internal and external management.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.
• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.
• You're a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn't scare you off.
• You're a teacher. You have a passion for coaching and investing in the development of your team.
• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience
• At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
• At least 3 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

• Master's Degree in Accounting, Master's Degree in Finance, Master's Degree in Economics, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification
• 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management.
• 6+ years of experience in banking or the financial services industry
• 1+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

• Charlotte, NC: $138,100 - $157,700 for Audit Manager
• McLean, VA: $151,900 - $173,400 for Audit Manager
• New York, NY: $165,700 - $189,200 for Audit Manager
• Plano, TX: $138,100 - $157,700 for Audit Manager
• Richmond, VA: $138,100 - $157,700 for Audit Manager
• Riverwoods, IL: $138,100 - $157,700 for Audit Manager

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please.

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [e-mail]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to [e-mail]

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).