Advisory Compliance Specialist – Wealth & Banking

First National Bank; Pittsburgh (Allegheny County); On-site; USD 65,000 - 95,000; Full time

Job summary

First National Bank in Pittsburgh seeks a Compliance Specialist for Advisory Businesses to ensure adherence to regulatory requirements and internal policies across Wealth, Private Banking and Insurance.

The role partners with compliance colleagues to identify risks, document workflows, and implement monitoring processes.

Strong communication, project management, and knowledge of wealth management activities are essential.

Qualifications

• BA or BS required.
• Minimum 3 years in a compliance role.
• Experience with advisory wealth management or insurance activities.
• Strong project management and communication skills.

Responsibilities

• Documents departmental workflows and recommends solutions to improve quality and reduce costs.
• Performs ongoing data integrity validation and correction in high-risk areas; reports findings to management.
• Documents and maintains assessment methodology and supports examinations.
• Develops and implements assessment processes and prepares periodic monitoring reports.
• Performs other related duties and projects as assigned.

Skills

Project management

Communication

Customer service

Office equipment

PC software

MS Word

MS Excel

MS PowerPoint

Assessments experience

Wealth management

Education

BA/BS

Tools

MS Word

MS Excel

MS PowerPoint

Job description

First National Bank in Pittsburgh seeks a Compliance Specialist for Advisory Businesses to ensure adherence to regulatory requirements and internal policies across Wealth, Private Banking and Insurance.

The role partners with compliance colleagues to identify risks, document workflows, and implement monitoring processes.

Strong communication, project management, and knowledge of wealth management activities are essential.