Risk & Compliance Specialist - Flexible Hours

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

THE SUPREME HR ADVISORY PTE. LTD. is looking for a compliance executive to help ensure the firm operates legally and ethically while achieving business goals.

The role involves supporting the Risk and Compliance department, conducting due diligence on new relationships, and keeping the company updated on regulatory changes such as the Financial Advisers Act and PDPA. This is a full-time, on-site position based in Bras Basah, Singapore.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Advantage to have compliance qualification or FA/insurance industry experience.
• Familiar with Microsoft Excel.

Responsibilities

• Support the Risk and Compliance department.
• Perform responsibilities to ensure the company complies with regulatory requirements including balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Stay abreast of regulatory developments and communicate the changes to support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support ongoing due diligence requirements from business partners.

Education

A-level / Diploma

Regulatory compliance understanding

Due diligence

Tools

Microsoft Excel

Job description

THE SUPREME HR ADVISORY PTE. LTD. is looking for a compliance executive to help ensure the firm operates legally and ethically while achieving business goals.

The role involves supporting the Risk and Compliance department, conducting due diligence on new relationships, and keeping the company updated on regulatory changes such as the Financial Advisers Act and PDPA. This is a full-time, on-site position based in Bras Basah, Singapore.