Compliance Executive - Flexible Hours in Financial Advisory

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

THE SUPREME HR ADVISORY PTE. LTD. is seeking a Compliance Executive to ensure the company operates in a legal and ethical manner while achieving business goals.

This role is based at Bras Basah Road and supports the Risk and Compliance department in daily regulatory tasks. You will handle regulatory reporting, audits, and due diligence on business relationships, and stay abreast of Financial Advisers Act and PDPA requirements to implement changes across the organization.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Familiar and skilled with regulatory requirements and software tools.
• Experience in compliance qualification or FA/insurance industry is advantageous.

Responsibilities

• Support the Risk and Compliance department.
• Ensure company complies with regulatory requirements including audits and reporting.
• Communicate regulatory changes and support implementation across the business; cover Financial Advisers Act and PDPA.
• Conduct due diligence on new business relationships and ongoing partner vetting.

Skills

Excel

Regulatory compliance

Due diligence

Education

A level or Diploma

Tools

Microsoft Excel

Job description

THE SUPREME HR ADVISORY PTE. LTD. is seeking a Compliance Executive to ensure the company operates in a legal and ethical manner while achieving business goals.

This role is based at Bras Basah Road and supports the Risk and Compliance department in daily regulatory tasks. You will handle regulatory reporting, audits, and due diligence on business relationships, and stay abreast of Financial Advisers Act and PDPA requirements to implement changes across the organization.