Compliance Executive — Flexible Hours (Financial Services)

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support its MAS-licensed financial advisory operations.

You will help ensure the company operates legally and ethically while pursuing business objectives. Based in Singapore at Bras Basah Road, you will assist the Risk and Compliance team with regulatory reporting, audits, and due diligence on business partners, while keeping abreast of evolving compliance requirements.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Compliance qualification or experience in the FA or insurance industry is a plus.
• Familiar and skilled with Microsoft Excel.

Responsibilities

• Support the Risk and Compliance department.
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

Skills

Excel proficiency

Education

A levels or Diploma

Tools

Microsoft Excel

Job description

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support its MAS-licensed financial advisory operations.

You will help ensure the company operates legally and ethically while pursuing business objectives. Based in Singapore at Bras Basah Road, you will assist the Risk and Compliance team with regulatory reporting, audits, and due diligence on business partners, while keeping abreast of evolving compliance requirements.