Compliance Executive - Financial Advisory (MAS)

The Supreme HR Advisory Pte. Ltd.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to join our MAS-licensed financial advisory firm on Bras Basah Road. You will help ensure the business operates legally and ethically while achieving its goals.

Key duties include supporting Risk and Compliance, conducting due diligence, regulatory reporting, and staying updated on changes such as FA Act and PDPA. Excel proficiency is essential for daily tasks.

Qualifications

• A-level or Diploma with financial advisory experience.
• Compliance qualification or FA/insurance industry experience is a plus.
• Proficient in Microsoft Excel.

Responsibilities

• Support Risk and Compliance department in daily functions.
• Ensure regulatory compliance and assist with audits and reporting.
• Monitor regulatory developments and communicate changes to the team.
• Conduct due diligence on new and existing business partners.

Skills

Regulatory knowledge

Due diligence

Regulatory reporting

Education

A-level or Diploma

Compliance qualification (FA/insurance)

Tools

Microsoft Excel

Job description

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to join our MAS-licensed financial advisory firm on Bras Basah Road. You will help ensure the business operates legally and ethically while achieving its goals.

Key duties include supporting Risk and Compliance, conducting due diligence, regulatory reporting, and staying updated on changes such as FA Act and PDPA. Excel proficiency is essential for daily tasks.