Compliance Associate: AI Investment Research & Risk

PARK AND PARTNERS CONSULTANCY PTE. LTD.; Singapore; Presencial; SGD 60.000 - 90.000; Jornada completa

Descripción de la vacante

PARK AND PARTNERS CONSULTANCY PTE. LTD. in Singapore seeks a Compliance Analyst to help safeguard our AI investment research business.

You will review topics, transcripts, and content to prevent confidential or inappropriate information from publication, while supporting global institutional clients. The role combines policy knowledge with hands-on training, client inquiries, and collaboration with Technology to strengthen internal controls.

Formación

• Bachelor's degree with 1–3 years in compliance, legal or related field.
• Experience in financial services, investment research or expert networks is a plus.
• Understanding of financial regulations, risk management and due diligence preferred.

Responsabilidades

• Review and approve interview topics, expert profiles and interview transcripts to identify confidential or inappropriate information.
• Review investment research content before publication to ensure compliance with internal policies and procedures.
• Provide day-to-day compliance guidance and support to sales, operations and business teams.
• Conduct compliance training and support the implementation of compliance policies and procedures.
• Manage client compliance enquiries and implement client-specific compliance requirements.
• Collaborate with Technology teams to enhance compliance systems and internal controls.
• Support compliance monitoring, risk assessments and ad-hoc projects.

Conocimientos

Analytical skills

Attention to detail

Independent work

Research skills

Microsoft Office

Educación

Bachelor's degree

Herramientas

Online research tools

Descripción del empleo

PARK AND PARTNERS CONSULTANCY PTE. LTD. in Singapore seeks a Compliance Analyst to help safeguard our AI investment research business.

You will review topics, transcripts, and content to prevent confidential or inappropriate information from publication, while supporting global institutional clients. The role combines policy knowledge with hands-on training, client inquiries, and collaboration with Technology to strengthen internal controls.