Senior Manager, Restricted Securities Compliance

Qataryello; Doha; On-site; QAR 350,000 - 520,000; Full time

Job summary

Qataryello in Doha is seeking a Manager/Senior Manager - Restricted Securities to lead compliance for restricted securities, information barriers and MNPI controls within a large, globally active investment organisation.

You will collaborate with risk, legal and investment teams to ensure governance and effective controls across direct investments and fund positions, delivering guidance and training to investment professionals.

Qualifications

• 12-15 years in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable environment.
• Bachelor's degree in Law, Finance, Accounting, Business or related discipline; professional compliance or legal qualifications advantageous.
• Strong hands-on experience managing restricted securities, information barriers and MNPI controls.

Responsibilities

• Act as subject matter expert for restricted securities compliance within the compliance team.
• Manage and maintain restricted and watch lists related to direct investments and fund positions.
• Review investment transactions and proposals to ensure compliance with information-barrier and MNPI policies.
• Advise investment professionals on wall-crossing, pre-clearance and handling of sensitive information.
• Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks.
• Support the design, enhancement and implementation of restricted securities policies and controls.
• Maintain accurate records, reporting and documentation for restricted securities matters.
• Deliver guidance and training to investment teams on compliance obligations and best practices.
• Engage with external advisors, regulators and counterparties as required.

Skills

Restricted securities

Compliance

Risk management

Regulatory advisory

Stakeholder management

MNPI controls

Education

Bachelor's in Law

Bachelor's in Finance

Job description

Qataryello in Doha is seeking a Manager/Senior Manager - Restricted Securities to lead compliance for restricted securities, information barriers and MNPI controls within a large, globally active investment organisation.

You will collaborate with risk, legal and investment teams to ensure governance and effective controls across direct investments and fund positions, delivering guidance and training to investment professionals.