Regulatory Compliance Manager: Client Asset Safeguarding

Revolut; Coimbra; Presencial; EUR 70 000 - 95 000; Tempo integral

Resumo da oferta

Revolut is seeking a Regulatory Compliance Manager (Safeguarding) in Coimbra, Portugal, to advise on client asset protection and safeguarding topics, and to support establishing and monitoring related controls.

You’ll design and implement control processes, provide technical guidance to business units, and help ensure compliance with applicable safeguarding regulations. The role emphasizes risk management, policy development, and collaboration across teams.

Qualificações

• 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator.
• In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II.
• Understanding regulatory requirements applicable to client asset protection and reconciliations.
• Experience managing control processes within a financial services firm, including front-to-back office trade flows.
• Ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines.
• Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks.
• Experience conducting safeguarding gap analysis and supporting policy creation/implementation.
• Willingness to continuously develop and improve expertise.

Responsabilidades

• Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements.
• Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm.
• Interpreting and providing guidance on the application of safeguarding regulations to products and services.
• Supporting the Client Assets Oversight Officer with risk management and governance.
• Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports.
• Coordinating and managing internal and external audits and reviews related to safeguarding compliance.

Conhecimentos

Regulatory compliance

Risk management

Data interpretation

Analytical skills

Stakeholder management

Formação académica

Master's degree in economics/finance

Professional certificate/diploma in compliance

Ferramentas

SQL

Descrição da oferta de emprego

Revolut is seeking a Regulatory Compliance Manager (Safeguarding) in Coimbra, Portugal, to advise on client asset protection and safeguarding topics, and to support establishing and monitoring related controls.

You’ll design and implement control processes, provide technical guidance to business units, and help ensure compliance with applicable safeguarding regulations. The role emphasizes risk management, policy development, and collaboration across teams.