Regulatory Compliance Manager (Safeguarding)

Revolut; Viseu; On-site; EUR 60,000 - 90,000; Full time

Job summary

A Revolut está a procurar um Gerente de Conformidade Regulatória para aconselhar sobre salvaguarda de ativos de clientes e apoiar no controlo de processos relacionados. A função envolve colaborar com equipas para manter compliance em ambiente dinâmico.

Procuramos experiência em ambientes financeiros, conhecimento de regulamentação europeia e capacidade de coordenar auditorias, com foco na proteção de ativos e na gestão de risco.

Qualifications

• Experiência mínima de 3+ anos numa função de gestão de salvaguardas num banco de investimentos, consultoria ou regulador.
• Conhecimento aprofundado de Delegated Directive (EU) 2017/593 e MiFID II.
• Entendimento dos requisitos regulatórios aplicáveis à proteção de ativos de clientes e reconciliações.
• Experiência na gestão de processos de controlo dentro de uma instituição de serviços financeiros, incluindo fluxos de negociação front-to-back.
• Capacidade de trabalhar sob pressão, gerenciar vários projetos e cumprir prazos.

Responsibilities

• Desenhar, desenvolver e implementar processos de controlo para assegurar conformidade com requisitos de proteção de ativos de clientes.
• Fornecer aconselhamento técnico sobre salvaguarda à equipa e funções de suporte, promovendo a consciencialização regulatória.
• Interpretar e orientar sobre a aplicação de regulamentos de salvaguarda a produtos e serviços.
• Auxiliar o Client Assets Oversight Officer na gestão de risco e governança.
• Revisar reconciliações de dinheiro de clientes e ativos de custódia e produzir relatórios de eficácia.
• Coordenar e gerir auditorias internas e externas relacionadas com conformidade de salvaguarda.

Skills

Analytical thinking

Regulatory knowledge

Attention to detail

Education

Bacharel em Economia ou Finanças

Certificado/ Diploma em Compliance

Tools

SQL

Job description

Descrição do cargo

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to WorkTM. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We're looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics. You'll also support with establishing and monitoring related controls.

Up to shape what's next in finance? Let's get in touch.

What you'll be doing

• Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
• Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm
• Interpreting and providing guidance on the application of safeguarding regulations to products and services
• Supporting the Client Assets Oversight Officer with risk management and governance
• Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
• Coordinating and managing internal and external audits and reviews related to safeguarding compliance

What you'll need

• 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator
• In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II
• An understanding of the regulatory requirements applicable to client asset protection and reconciliations
• Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows
• The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
• Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks
• Experience conducting safeguarding gap analysis, supporting policy creation and implementation
• A willingness to continuously develop and improve your expertise

Nice to have

• A professional certificate/diploma in compliance
• A degree in economics or finance
• Experience with SQL and data analysis to support reconciliation processes and compliance reporting
• Exposure to regulatory audits and interaction with regulatory bodies

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.