Senior VP, Regulatory Reporting & Controls

JPMorgan Chase & Co.; Philippines; On-site; PHP 1,500,000 - 2,100,000; Full time

Job summary

JPMorgan Chase & Co. in the Philippines seeks a Vice President to shape broker-dealer regulatory reporting and controls.

You will lead the day-to-day execution, governance, and continuous improvement of reporting, recordkeeping, and related controls to ensure timely, well-documented outcomes. You will oversee submissions, attestations, and exception management while developing a mid-size team and partnering with compliance, legal, risk, finance, technology, and audit to implement changes and

Qualifications

• 10+ years of capital markets operations regulatory reporting or related control functions.
• Strong understanding of broker-dealer regulatory reporting frameworks (FINRA, SEC, FED).
• Proven people leadership in a production environment.
• Experience leading migrations or major process/technology changes.

Responsibilities

• Lead end-to-end delivery of broker-dealer regulatory reporting obligations with emphasis on FINRA reporting and controls.
• Oversee daily control execution, reconciliations, critical reports, and approvals for timely submissions.
• Validate reporting quality through documented reviews, evidence capture, and control sign-offs.
• Escalate exceptions and conduct root-cause analysis with corrective actions.
• Govern Books and Records practices to support record lifecycle and audit readiness.
• Maintain and enhance SOPs, control documentation, and evidence packages.
• Collaborate with compliance, legal, risk, finance, technology, and audit on process changes and controls.
• Oversee Abandoned Property (escheatment) processes and controls as applicable.
• Lead strategic migrations and transformations with milestones, risk tracking, and cutover governance.
• Maintain regulatory readiness during change initiatives through documentation and approvals.
• Lead, coach, and develop a mid-size team with clear objectives and capacity planning.

Skills

Leadership

Regulatory reporting

Risk and controls

Stakeholder collaboration

Communication

Job description

JPMorgan Chase & Co. in the Philippines seeks a Vice President to shape broker-dealer regulatory reporting and controls.

You will lead the day-to-day execution, governance, and continuous improvement of reporting, recordkeeping, and related controls to ensure timely, well-documented outcomes. You will oversee submissions, attestations, and exception management while developing a mid-size team and partnering with compliance, legal, risk, finance, technology, and audit to implement changes and