Senior Branch Compliance Lead

City Savings Bank, Inc.; Caraga; Presencial; PHP 480 000 - 720 000; Tempo integral

Resumo da oferta

City Savings Bank, Inc. is seeking a Branch Compliance Assurance Officer to validate that branch operations comply with internal policies and regulations. The role involves assessing, monitoring, and reporting on adherence, identifying risks, and coordinating with units to implement corrective measures.

You will lead reviews of branch processes, monitor documentation, support audits, stay current with regulatory changes, and perform additional duties as assigned by the Unit Head.

Qualificações

• Minimum 3 years in a leadership role within a retail banking or financial services environment.
• Strong understanding of banking operations, including deposit and lending activities, customer service, and compliance.
• Bachelor's degree in Business Administration, Finance, or related field, or equivalent experience.

Responsabilidades

• Performs periodic review of Branches and Branch Lite Unit's operations, processes, and activities to determine if it aligns with Bank policies and procedures.
• Performs periodic review of commitment to previous Audit, Compliance and BCAU findings to determine sustained compliance.
• Competently reviews and provides assessment of all accounts of High-Risk Customers,; CASA, TD and Loan accounts per week (based on agreed count) per Product, through offsite checking of documents, access to System and generated reports,; validation of Branch/BLUs compliance using the Customer Onboarding Review Checklist; check completeness of the uploaded documents in the Customer Records Central Database; check accuracy of all data in the system versus documents submitted of covered reviews; analyze the information or data submitted by the client; documents result or status of compliance per account reviewed.
• Monitors branches completion (regularization) of items with incomplete documents/details;
• Reports and elevates status to the ROH and BCAU Head
• Provides support during Internal Audit, Compliance Testing, Risk Management and BSP Audit engagement through monitoring of Branches compliance on timely and complete submission of duly reviewed requirements.
• Stays updated on industry regulations and compliance standards that may impact the branch.
• Performs additional Branch Operations Group related responsibilities to be assigned by the Unit Head or Group Head from time to time.
• Performs operational functions pursuant to the Bank's Business Continuity Plans upon the approval by Branch Operations Group Head.

Conhecimentos

Leadership

Banking operations

Compliance

Communication skills

Problem-solving

Formação académica

Bachelor's degree in Business Administration/Finance

Descrição da oferta de emprego

City Savings Bank, Inc. is seeking a Branch Compliance Assurance Officer to validate that branch operations comply with internal policies and regulations. The role involves assessing, monitoring, and reporting on adherence, identifying risks, and coordinating with units to implement corrective measures.

You will lead reviews of branch processes, monitor documentation, support audits, stay current with regulatory changes, and perform additional duties as assigned by the Unit Head.