Securities Trader & Client Onboarding Specialist

Skyro

Taguig

Sur place

PHP 300 000 - 600 000

Plein temps

Il y a 4 jours
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Résumé du poste

Skyro, a fast-growing fintech in the Philippines, seeks a Salesman/Trader to act on the Philippine Stock Exchange, onboard clients with KYC, and maintain accurate trade records. You will ensure compliance with CMIC rules and work under supervision of an Associated Person, with opportunities to participate in PSE trading training.

The role requires SEC certification progress, PAM certification on joining, and a clean regulatory record.

Qualifications

  • Experience in sales/trading or broker-dealer environment is preferred.
  • Strong understanding of KYC and client due diligence processes.
  • Ability to maintain accurate trade records and comply with procedures.

Responsabilités

  • Act as the firm's designated Salesman/Trader on the Philippine Stock Exchange.
  • Onboard clients including KYC, due diligence, suitability assessment, and documentation.
  • Maintain complete order and trade records per Written Supervisory Procedures.
  • Comply with CMIC business conduct rules and supervision by an Associated Person.
  • Support readiness for PSE Trading Participant operations and training.
  • Escalate suspicious transactions and client conduct issues to compliance.

Connaissances

Sales/Trading
KYC
Regulatory compliance
Client onboarding

Description du poste

Skyro, a fast-growing fintech in the Philippines, seeks a Salesman/Trader to act on the Philippine Stock Exchange, onboard clients with KYC, and maintain accurate trade records. You will ensure compliance with CMIC rules and work under supervision of an Associated Person, with opportunities to participate in PSE trading training.

The role requires SEC certification progress, PAM certification on joining, and a clean regulatory record.

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