Hybrid Employee Compliance Associate

The Depository Trust & Clearing Corporation (DTCC); Metro Manila; Hybrid; PHP 600,000 - 800,000; Full time

Benefits offered by this job

Competitive compensation

Health and life insurance

Pension / Retirement benefits

Paid Time Off and leaves

Hybrid model: 3 days onsite, 2 days远日

Job summary

The Depository Trust & Clearing Corporation (DTCC) in Metro Manila is seeking an Employee Compliance Associate to support the global Employee Compliance function. You will monitor personal investment activity, review gifts and conflicts of interest, and assist in policy compliance tasks.

The role requires strong analytical skills, attention to detail, and experience with Excel/SharePoint/Word/PowerPoint; a 4+ year track record is preferred, with a bachelor’s degree or equivalent experience.

Qualifications

• Minimum of 4 years of related experience.
• Bachelor's degree preferred or equivalent experience.
• Experience in the financial services industry is ideal.

Responsibilities

• Monitor and review employee personal securities trading activity and disclosures.
• Review gifts, entertainment and conflicts of interest reporting; respond to inquiries.
• Prepare weekly and monthly reports and metrics.
• Manage team mailbox and hotline; support directors as needed.
• Participate in meetings with employees, including senior management.
• Escalate risks; align processes to monitor and mitigate risk.

Skills

Strong analytical skills

Attention to detail

Multi-tasking ability

Proficiency with Excel

Proficiency with SharePoint

Proficiency with Word

Proficiency with PowerPoint

Financial services experience

Education

Bachelor's degree preferred or equivalent experience

Tools

Excel

SharePoint

Word

PowerPoint

Job description

The Depository Trust & Clearing Corporation (DTCC) in Metro Manila is seeking an Employee Compliance Associate to support the global Employee Compliance function. You will monitor personal investment activity, review gifts and conflicts of interest, and assist in policy compliance tasks.

The role requires strong analytical skills, attention to detail, and experience with Excel/SharePoint/Word/PowerPoint; a 4+ year track record is preferred, with a bachelor’s degree or equivalent experience.