Employee Compliance Analyst (US Shift)

The Depository Trust & Clearing Corporation (DTCC); Makati; Hybrid; PHP 1,000,000 - 1,600,000; Full time

Benefits offered by this job

Competitive compensation

Health and life insurance

Pension / Retirement benefits

Paid time off

Hybrid work model

Job summary

The Depository Trust & Clearing Corporation (DTCC) is seeking an Employee Compliance Associate to support the global Employee Compliance function. The role focuses on monitoring personal securities trading activity, reviewing gifts and entertainment, and assisting with conflicts of interest disclosures across DTCC's global network.

Join a team that values openness, teamwork, and a strong focus on regulatory compliance.

Qualifications

• Minimum of 4 years of related experience.
• Bachelor's degree preferred or equivalent experience.

Responsibilities

• Monitor and review employee and contingent worker personal securities trading activity.
• Review gifts, entertainment and conflict of interest reporting; respond to inquiries.
• Prepare weekly and monthly reports and metrics.
• Manage team mailbox and hotline; respond to staff inquiries.
• Support the Employee Compliance Director and Associate Director as needed.
• Participate in meetings with employees, including senior management, under supervision.
• Perform other projects or assignments; align risk and control processes to day-to-day duties.

Skills

Analytical skills

Attention to detail

Multi-tasking

Financial services experience

Education

Bachelor's degree or equivalent experience

Tools

Excel

SharePoint

Word

PowerPoint

Job description

The Depository Trust & Clearing Corporation (DTCC) is seeking an Employee Compliance Associate to support the global Employee Compliance function. The role focuses on monitoring personal securities trading activity, reviewing gifts and entertainment, and assisting with conflicts of interest disclosures across DTCC's global network.

Join a team that values openness, teamwork, and a strong focus on regulatory compliance.