Licensing Oversight Compliance Manager

ASB Bank; Auckland; Hybrid; NZD 130,000 - 190,000; Full time

Benefits offered by this job

Flexible working

Career development

Collaborative risk & compliance team

Job summary

ASB Bank is seeking an experienced Compliance Manager - Licensing Oversight to provide independent Line 2 oversight of licensing and regulatory obligations. The role strengthens ASB's compliance framework and supports adverse regulatory reporting and governance.

You will advise business stakeholders, challenge licence governance, and monitor regulatory changes across the organisation. You will join a team that values compliance excellence, with flexible working options and opportunities to

Qualifications

• Strong knowledge of banking regulations and regulatory obligations.
• Experience in compliance risk management within financial services.
• Understanding of FMC Act, CCCFA, prudential regs and licensing requirements.
• Ability to provide robust review and challenge while building trusted stakeholder relationships.
• Strong analytical thinking and sound judgement.
• Excellent planning, prioritisation and organisational skills.
• Collaborative approach with ownership and delivery mindset.

Responsibilities

• Provide proactive Line 2 oversight and challenge with a focus on licensing compliance.
• Support development and enhancement of ASB's enterprise licence management framework.
• Act as a trusted advisor to stakeholders, ensuring licensing obligations are understood and managed.
• Deliver independent review and challenge of licence governance, monitoring and reporting.
• Assess compliance incidents, determine reportability requirements, and support regulatory notifications.
• Monitor regulatory developments and embed regulatory change across the organisation.
• Contribute to reporting provided to senior leadership, the Board and regulators.

Skills

Regulatory compliance

Banking regulations

Risk management

Licensing oversight

Stakeholder management

Analytical thinking

Regulatory reporting

Education

Bachelor's degree in law, finance or business

Professional qualification (e.g. CPA/CA)

Tools

Regulatory reporting systems

Compliance risk tools

Job description

ASB Bank is seeking an experienced Compliance Manager - Licensing Oversight to provide independent Line 2 oversight of licensing and regulatory obligations. The role strengthens ASB's compliance framework and supports adverse regulatory reporting and governance.

You will advise business stakeholders, challenge licence governance, and monitor regulatory changes across the organisation. You will join a team that values compliance excellence, with flexible working options and opportunities to