Regional Compliance Manager – Fund Management (KL)

Capital Dynamics Asset Management Sdn Bhd; Kuala Lumpur; On-site; MYR 120,000 - 180,000; Full time

Benefits offered by this job

Medical

Customisable performance based remuner

Job summary

Capital Dynamics Asset Management Sdn Bhd is seeking a Compliance Manager to oversee compliance and regulatory needs for our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.

You will establish and manage compliance programs, provide regulatory advice, prepare filings, and coordinate training and audits across regions to ensure robust governance and risk management.

Qualifications

• Bachelor’s Degree in Law or Accountancy qualifications or the relevant professional qualifications.
• 2–3 years of compliance experience in a supervisory role in Malaysian/Singaporean/Australian/Hong Kong investment environment.
• Legal qualifications preferred; internal or external audit experience advantageous.
• Able to work independently, extremely well organised and detail oriented.
• Proficient in both spoken and written English; registered with the Malaysian Securities Commission.

Responsibilities

• Establishing and implementing Compliance Programs covering monitoring, reviewing, reporting, investigating and recommendations.
• Providing compliance advice on applicable laws, regulations and rules.
• Preparing and reviewing filings with regulators and regular compliance returns.
• Coordinating the company's compliance efforts including staff training, liaison with external auditors and authorities.

Skills

English proficiency

Independent work

Organised

Detail-oriented

Regulatory/compliance knowledge

Education

Bachelor’s Degree in Law or Accountancy qualifications

Job description

Capital Dynamics Asset Management Sdn Bhd is seeking a Compliance Manager to oversee compliance and regulatory needs for our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.

You will establish and manage compliance programs, provide regulatory advice, prepare filings, and coordinate training and audits across regions to ensure robust governance and risk management.