Compliance Manager (Kuala Lumpur)

Capital Dynamics Asset Management Sdn Bhd; Kuala Lumpur; Sur place; MYR 120 000 - 180 000; Plein temps

Avantages offerts par ce poste

Medical

Customisable performance based remuner

Résumé du poste

Capital Dynamics Asset Management Sdn Bhd is seeking a Compliance Manager to oversee compliance and regulatory needs for our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.

You will establish and manage compliance programs, provide regulatory advice, prepare filings, and coordinate training and audits across regions to ensure robust governance and risk management.

Qualifications

• Bachelor’s Degree in Law or Accountancy qualifications or the relevant professional qualifications.
• 2–3 years of compliance experience in a supervisory role in Malaysian/Singaporean/Australian/Hong Kong investment environment.
• Legal qualifications preferred; internal or external audit experience advantageous.
• Able to work independently, extremely well organised and detail oriented.
• Proficient in both spoken and written English; registered with the Malaysian Securities Commission.

Responsabilités

• Establishing and implementing Compliance Programs covering monitoring, reviewing, reporting, investigating and recommendations.
• Providing compliance advice on applicable laws, regulations and rules.
• Preparing and reviewing filings with regulators and regular compliance returns.
• Coordinating the company's compliance efforts including staff training, liaison with external auditors and authorities.

Connaissances

English proficiency

Independent work

Organised

Detail-oriented

Regulatory/compliance knowledge

Formation

Bachelor’s Degree in Law or Accountancy qualifications

Description du poste

Capital Dynamics Asset Management Sdn Bhd 3.9 View all jobs

As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.

You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :

• Establishing and implementing Compliance Programs, which shall cover monitoring, reviewing, reporting, investigating and providing recommendations
• Providing compliance advice on applicable laws, regulations and rules.
• Preparing and reviewing filings with regulators, regular compliance returns.
• Coordinating the company's compliance efforts including staff training, liaison with external auditors and the relevant authorities.

Requirements

• At least a Bachelor's Degree in Law or Accountancy qualifications or the relevant professional qualifications.
• At least 2-3 years of compliance experience in a supervisory role, obtained in either a Malaysian or Singaporean or Australian or Hong Kong investment environment.
• While possessing legal qualifications will be preferred, internal or external audit experience is also advantageous.
• Able to work independently, extremely well organised and detail oriented.
• Proficient in both spoken and written English.
• You would be required to be registered with the Malaysian Securities Commission.
• The applicant can be of any nationalities and the necessary work permit for the successful applicant will be obtained.

Capital Dynamics is the first Asian-owned global fund manager and investment adviser operating in Kuala Lumpur, Sydney, Hong Kong and Shanghai. Our rapid expansion comes with an increasing reliance on information technology whilst adapting to ever-changing business needs. We have a start-up culture that is flat and accessible, we have a dress down policy, and we allow our employees to take naps whenever they need to.

As a "start-up" MNC, we seek talents that are self-motivated with a belief that success is a fruit of immense hard work and passionate heart work. We regard success as a journey that should be cultivating, eye-opening, and fun.

Capital Dynamics is the first Asian-owned global fund manager and investment adviser operating in Kuala Lumpur, Sydney, Hong Kong and Shanghai. Our rapid expansion comes with an increasing reliance on information technology whilst adapting to ever-changing business needs. We have a start-up culture that is flat and accessible, we have a dress down policy, and we allow our employees to take naps whenever they need to.

As a "start-up" MNC, we seek talents that are self-motivated with a belief that success is a fruit of immense hard work and passionate heart work. We regard success as a journey that should be cultivating, eye-opening, and fun.

Perks and benefits

• Medical
• Customisable performance based remuneration struct