Executive, Market Surveillance

Hong Leong Investment Bank; Kuala Lumpur; On-site; MYR 33,000 - 58,000; Full time

Job summary

Hong Leong Investment Bank Berhad (HLIB) is seeking an analyst to perform trade and communication surveillance across all asset classes. You will escalate issues to supervisors and prepare internal reports on suspicious activities for surveillance purposes.

The role involves producing internal and external reports, handling material gathering, and processing daily and monthly reports for Equities and Treasury, while monitoring evolving regulatory developments that may impact the bank.

Qualifications

• Bachelor Degree in Finance, Economics, Banking or any equivalent.
• Fresh graduates are welcome to apply.
• Proficiency in MS Office (Word, Excel and PowerPoint).
• Strong analytical and communication skills.

Responsibilities

• To undertake trade and communication surveillance, across all traded asset classes.
• To elevate any issues arising from trade and communication surveillance to supervisor.
• To prepare reports for internal suspicious activities for surveillance purposes.
• To prepare internal and external reports and related material gathering.
• To do processing and reporting for relevant tasks such as Equities and Treasury daily and monthly reports.
• To assist in monitoring regulatory developments and identify new regulations that will impact the Bank.

Skills

Strong analytical

Strong communication

Education

Bachelor Degree in Finance, Economics, Banking or any equivalent

Tools

MS Office

Word

Excel

PowerPoint

Job description

To undertake trade and communication surveillance, across all traded asset classes.

To elevate any issues arising from trade and communication surveillance to supervisor.

To prepare reports for internal suspicious activities for surveillance purposes.

To prepare internal and external reports and related material gathering.

To do processing and reporting for relevant tasks such as Equities and Treasury daily and monthly reports.

To assist in monitoring regulatory developments and identify new regulations that will impact the Bank.

Job Requirements

Bachelor Degree in Finance, Economics, Banking or any equivalent.

Fresh graduates are welcome to apply.

Proficiency in MS Office (Word, Excel and PowerPoint).

Strong analytical and communication skills.

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Your application will include the following questions:

• What's your expected monthly basic salary?

Hong Leong Investment Bank Berhad (“HLIB”) consists of two main divisions, namely the Investment Banking ("IB") division and the Stockbroking ("SB") division. The IB Division offers debt and equity fund raising, private debt securities issuances, syndicated loans, initial public offerings, rights issues and private placements. Other corporate-related advisory works include corporate restructuring, merger and acquisitions, asset and investment valuation, takeovers and privatisations. The SB Division provides a range of broking services to institutional, high net worth and retail investors, supported by research and sales teams to provide timely advice and good trade execution.

Hong Leong Investment Bank Berhad (“HLIB”) consists of two main divisions, namely the Investment Banking ("IB") division and the Stockbroking ("SB") division. The IB Division offers debt and equity fund raising, private debt securities issuances, syndicated loans, initial public offerings, rights issues and private placements. Other corporate-related advisory works include corporate restructuring, merger and acquisitions, asset and investment valuation, takeovers and privatisations. The SB Division provides a range of broking services to institutional, high net worth and retail investors, supported by research and sales teams to provide timely advice and good trade execution.