Depositary Control Officer, Client Portfolio Compliance M/F

CACEIS; Putrajaya; On-site; MYR 90,000 - 140,000; Full time

Job summary

CACEIS Malaysia is seeking a Depositary Control Officer to ensure robust client portfolio compliance within the asset servicing framework. Located in IOI City, Putrajaya, this role focuses on complex fund controls and UCITS regulatory adherence.

Key duties include analyzing fund documentation, assessing exceptions in ALTO, and communicating breaches to the oversight team. Collaboration with global colleagues supports high-quality service delivery.

Qualifications

• Understanding and performing fund analysis with minimal support.
• Investigation and analysis on exceptions identified in ALTO, with breach status determination (active, passive, warning, technical breach).
• Analysis of fund prospectus and information from external data providers (Bloomberg, Telekurs, etc.).
• Understanding and applying UCITS rules and legal requirements.

Responsibilities

• Understand and perform control for complex funds with minimal support.
• Investigate and analyze ALTO exceptions and determine breach status.
• Review fund prospectus and external data provider information.
• Provide explanations to the oversight team on newly identified breaches via email.

Skills

Fund analysis

Investigation

Compliance

Data interpretation

Tools

ALTO

Bloomberg

Telekurs

Job description

Jora Malaysia will close on 9th September 2026. Thank you for being with us, we are cheering you on as you continue your career journey.

Depositary Control Officer, Client Portfolio Compliance M/F

CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. These services include Custody & Cash Clearing, Fund Administration, Fund Distribution, Master Data Services, Market Solutions, Group Invoicing, Reconciliations and Private Equity & Real Estate Solutions. As a centre of excellence, CACEIS Malaysia plays a pivotal role in driving the scalability of global operations, enhancing service quality, and implementing standardized processes to meet the diverse needs of its clients. The dedicated team in Malaysia is committed to delivering reliable, high-quality solutions that empower clients to thrive in a dynamic and competitive financial landscape.

As a Depositary Control Officer, you will be responsible for:

• To understand and perform the complexity fund with minimum support.
• To perform investigation and analyze on all exception identified in ALTO. In case of breach, determination of the status (active, passive, warning and technical breach).
• To perform analysis on the fund prospectus and information from External data provider (Bloomberg, Telekurs etc.)
• To understand and analyze on the legal rules of UCITS and Legal requirements.
• To understand clients and countries specificities in term of investment limits.
• To perform control review on all the breach items and input in the systems (ALTO).
• To provide explanation and information to oversight team on any new breaches identified by the day through email communication.
• To understand and perform the control for PCS fund.