Depositary Control Officer, Client Portfolio Compliance M/F

CACEIS-Gruppe; Putrajaya; Vor Ort; MYR 50.000 - 80.000; Vollzeit

Benefits dieser Stelle

Total rewards program

Growth & coaching

World-class training

Collaborative culture

Zusammenfassung

CACEIS Malaysia, a cornerstone of asset servicing in IOI City, Putrajaya, invites a Depositary Control Officer, Client Portfolio Compliance, to join our global team. You will review fund breaches, analyze external data, and ensure UCITS rules and country-specific limits are met.

You will collaborate with oversight teams, provide explanations for breaches, and contribute to scalable processes in a worldwide network while benefiting from a comprehensive rewards program and world-class training.

Qualifikationen

• Basic understanding of financial products and derivatives.
• Mandatory English language proficiency (written and spoken).
• Experience in investment compliance or financial services is a plus.

Aufgaben

• Understand and perform complex fund analyses with minimal support.
• Investigate and analyze exceptions in ALTO; classify breaches (active, passive, warning, technical).
• Review fund prospectuses and external data (Bloomberg, Telekurs).
• Interpret UCITS rules and legal requirements; monitor investment limits by country.
• Assess breaches for PCS funds and provide explanations to oversight via email.

Kenntnisse

Financial products & derivatives

English language

MS Office

Ausbildung

Bachelor Degree / BSc

Tools

Excel

Access

Jobbeschreibung

Depositary Control Officer, Client Portfolio Compliance M/F

Business type

Types of Jobs - Compliance / Financial Security

Job title

Depositary Control Officer, Client Portfolio Compliance M/F

Contract type

Permanent Contract

No

Job summary

What is the opportunity?

CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. These services include Custody & Cash Clearing, Fund Administration, Fund Distribution, Master Data Services, Market Solutions, Group Invoicing, Reconciliations and Private Equity & Real Estate Solutions. As a centre of excellence, CACEIS Malaysia plays a pivotal role in driving the scalability of global operations, enhancing service quality, and implementing standardized processes to meet the diverse needs of its clients. The dedicated team in Malaysia is committed to delivering reliable, high-quality solutions that empower clients to thrive in a dynamic and competitive financial landscape.

As a Depositary Control Officer, you will be responsible for:

• To understand and perform the complexity fund with minimum support.
• To perform investigation and analyze on all exception identified in ALTO. In case of breach, determination of the status (active, passive, warning and technical breach).
• To perform analysis on the fund prospectus and information from External data provider (Bloomberg, Telekurs etc.)
• To understand and analyse on the legal rules of UCITS and Legal requirements.
• To understand clients and countries specificities in term of investment limits.
• To perform control review on all the breach items and input in the systems (ALTO).
• To provide explanation and information to oversight team on any new breaches identified by the day through email communication.
• To understand and perform the control for PCS fund.

#LI-LC1

Supplementary Information

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• A world-class training program in financial services.
• A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded.

Geographical area

Asia, Malaysia

City

Bachelor Degree / BSc Degree or equivalent

Level of minimal experience

0-2 years

Experience

• 1 year of experience in investment Compliance, Fund Accounting or Financial Services.
• Fresh Graduates with education background in Finance and Financial Instruments related field

Required skills

• Basic understanding on financial products and derivatives instruments.
• Mandatory English Language (Written / Oral) Proficiency.
• German/Italian/French language is considered as an advantage.
• Good knowledge of Microsoft Office (Word/Excel, Access is an advantage).

Languages

General information

Entity

CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors.

Entity

CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors.

Through offices across Europe, North and South America and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary, fund administration, fund distribution support, middle-office outsourcing and issuer services.

CACEIS is a consolidator in the European asset servicing market and posts sustained growth in its business activities. The group holds €5.3 trillion in assets under custody and €3.4 trillion in assets under administration (figures as of 31 December 2024)

By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offers are open to persons with disabilities..