Depositary Control Officer, Client Portfolio Compliance M/F

Crédit Agricole; Putrajaya; On-site; MYR 90,000 - 140,000; Full time

Job summary

CACEIS Malaysia, located in IOI City, Putrajaya, seeks a Depositary Control Officer to support fund analysis and regulatory compliance. The role involves reviewing complex funds, investigating exceptions, and applying UCITS rules to ensure client and country-specific investment limits are respected.

The successful candidate will interact with the oversight team, provide timely explanations for breaches, and maintain thorough control processes within the ALTO system, contributing to high-quality

Qualifications

• Understanding UCITS rules and regulatory requirements.
• Ability to analyze fund prospectuses and data from external providers.
• Experience in conducting control reviews and breach investigations.

Responsibilities

• Understand and perform complex fund analysis with minimal support.
• Investigate and analyze exceptions in ALTO, classifying breach status.
• Analyze fund information from external data providers (Bloomberg, Telekurs).
• Understand and apply UCITS rules and legal requirements.
• Identify country-specific investment limits and client needs.
• Perform control reviews on breach items and input results into ALTO.
• Communicate breaches and explanations to oversight via email daily.

Job description

What is the opportunity?

CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. These services include Custody & Cash Clearing, Fund Administration, Fund Distribution, Master Data Services, Market Solutions, Group Invoicing, Reconciliations and Private Equity & Real Estate Solutions. As a centre of excellence, CACEIS Malaysia plays a pivotal role in driving the scalability of global operations, enhancing service quality, and implementing standardized processes to meet the diverse needs of its clients. The dedicated team in Malaysia is committed to delivering reliable, high-quality solutions that empower clients to thrive in a dynamic and competitive financial landscape.

As a Depositary Control Officer, you will be responsible for:

• To understand and perform the complexity fund with minimum support.
• To perform investigation and analyze on all exception identified in ALTO. In case of breach, determination of the status (active, passive, warning and technical breach).
• To perform analysis on the fund prospectus and information from External data provider (Bloomberg, Telekurs etc.)
• To understand and analyze on the legal rules of UCITS and Legal requirements.
• To understand clients and countries specificities in term of investment limits.
• To perform control review on all the breach items and input in the systems (ALTO).
• To provide explanation and information to oversight team on any new breaches identified by the day through email communication.
• To understand and perform the control for PCS fund.