Assistant Manager - Investment Products [Ref.: SFC/AM/IP/260109]

Securities and Futures Commission; Hong Kong; In loco; HKD 480.000 - 620.000; Tempo pieno

Descrizione del lavoro

The Securities and Futures Commission in Hong Kong is seeking an Assistant Manager in its Investment Products Division. You will handle regulatory work, analyse product data, and support policy projects while liaising with stakeholders. A strong legal/economic/finance background and at least three years of relevant experience are required.

Fluency in English and Chinese is essential, with Putonghua a plus. This role offers the chance to contribute to Hong Kong's position as a leading asset

Competenze

• University degree in Law/Economics/Accounting/Finance.
• Minimum of three years of relevant work experience in financial services or related industries.
• Exposure in regulatory bodies, asset managers or multinational audit or law firms is preferable.
• Experience in IPO or corporate finance related work, listed company audits and knowledge of Listing Rules is a plus.
• Excellent analytical, numerical, writing, presentation and interpersonal skills.
• Excellent command of spoken and written English and Chinese; Putonghua a plus.

Mansioni

• Process applications for authorisation of retail investment products, their offer documents and marketing materials per SFC codes.
• Gather, analyse and monitor investment products data.
• Assist in policy-oriented research and comparative studies on international regulation of investment products.
• Assist in policy projects involving codes and guidelines; support legislative processes.
• Liaise with internal and external stakeholders as needed.

Conoscenze

Analytical skills

Numerical skills

Writing skills

Presentation skills

Interpersonal skills

English and Chinese proficiency

Formazione

University degree in Law/Economics/Accounting/Finance

Descrizione del lavoro

Assistant Manager - Investment Products [Ref.: SFC/AM/IP/260109]

The Investment Products Division maintains a robust regulatory regime for, and performs gate-keeping functions in authorising, investment products offered to the public in Hong Kong. We monitor our authorised and registered investment products’ compliance with the requirements in our codes. We also formulate policies relating to the regulation of the asset management industry and pursue initiatives that facilitate market growth and product innovation with the overall goal to develop Hong Kong as a full-service international asset management centre and preferred fund domicile.

If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of our expanding team, we invite you to join us as an Assistant Manager in our Investment Products Division.

The successful candidate will be responsible for a combination of regulatory work, including the processing of applications for authorisation of retail investment products, their offer documents and marketing materials in accordance with SFC product codes; gathering, analysing and monitoring investment products data; providing assistance to policy-oriented research and comparative studies on international regulation of investment products; assisting in policy projects involving preparation of codes and guidelines; providing support in relevant legislative processes as well as assisting with liaisons with internal and external stakeholders.

Requirements:

To be successful in this role, you should have a university degree in Law/Economic/Accounting/Finance, preferably with a minimum of three years of solid and relevant work experience in the financial services or related industries. Exposure gained in regulatory bodies, asset managers or multinational audit or law firms is preferable. Experience in IPO or corporate finance related work, listed company audits and good knowledge of the Listing Rules will be a plus. You should have excellent analytical, numerical, writing, presentation and interpersonal skills, and ability to work under pressure and meet deadlines. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus.

We are an EQUAL OPPORTUNITY EMPLOYER.

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The Securities and Futures Commission (SFC) is the independent

statutory body regulating the securities and futures markets in Hong Kong.

We are committed to protecting the integrity and soundness of the market

for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to

serve the public and advance Hong Kong’s position as an international

financial centre. Join us to achieve greater things in your career.

The Securities and Futures Commission (SFC) is the independent

statutory body regulating the securities and futures markets in Hong Kong.

We are committed to protecting the integrity and soundness of the market

for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to

serve the public and advance Hong Kong’s position as an international

financial centre. Join us to achieve greater things in your career.

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What can I earn as an Investment Manager