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GF Holdings (Hong Kong) Corporation Limited is seeking a highly capable Legal & Compliance professional in Hong Kong. You will support Global Markets, Equity Derivative, Brokerage and Wealth Management, drafting and negotiating contracts, and delivering risk-based legal guidance.
You will liaise with external counsel, identify regulatory risks, and collaborate with internal stakeholders to ensure compliance. PQE and HK qualification are required, with Mandarin as a plus.
We are seeking a highly motivated legal professional to join our Legal & Compliance team. The successful candidate will provide comprehensive legal support to our businesses, with a primary focus on Global Markets, Equity Derivative, Brokerage and Wealth Management. This is a key role that requires a strong commercial mindset, deep regulatory knowledge, and the ability to work collaboratively across business units in a fast-paced environment.
Provide proactive and solution-oriented legal support to the group's Global Markets, Equity Derivative, Brokerage and Wealth Management businesses.
Review, draft, and negotiate a wide range of legal contracts, agreements, and documentation for the business units.
Deliver clear, practical, and risk-based legal advice on matters relating to our business units.
Liaise and coordinate with external counsel when required to obtain specialist legal opinions and ensure regulatory compliance.
Identify legal and regulatory risks and advise business stakeholders on mitigation strategies.
Work closely with internal stakeholders, including the business units, compliance, risk, and operations teams, to ensure alignment on legal and regulatory matters.
Assist the Head of Legal & Compliance with ad hoc projects, internal policies, and other duties as assigned.
Bachelor of Laws (LLB) degree or equivalent; qualified to practice law in Hong Kong.
Minimum 7-10 years of post-qualification experience (PQE) , gained either from a reputable law firm or as in-house counsel within the financial services industry.
Solid experience working with securities firms, brokerage houses, or asset management companies. Prior exposure to Chinese financial institutions is highly preferred.
Excellent communication skills in both English and Mandarin Chinese (spoken and written) to effectively liaise with colleagues and stakeholders across regions.
Strong knowledge of financial products, including equities, derivatives, and wealth management products, as well as relevant regulatory frameworks.
Candidate with fewer relevant experience may also be considered.