IPO Execution Lead (Legal & Compliance)

Guotai Junan International; Hong Kong; On-site; HKD 600,000 - 1,000,000; Full time

Job summary

Guotai Junan International is seeking an experienced attorney or compliance professional to support IPO and regulatory processes within the execution team. You will review legal documents, oversee due diligence, supervise KYC reviews, and ensure compliance with Listing Rules and Takeovers Codes.

Strong English and Chinese language skills are essential. The role requires 5+ years in IPOs or financial advisory, a law, accounting or finance degree, and a proven ability to work in a regulatory-heavy

Qualifications

• Professional qualification and/or university degree in Law, Accounting or Finance preferred.
• At least 5 years solid experience in IPO and/or financial advisory transactions.
• Work experience in regulatory body or sizeable firm preferred.
• Sound knowledge of Listing Rules, Takeovers Codes and regulatory requirements.
• Good communication, analytical and problem solving skills.
• Self-motivated, responsible and a good team player.
• Fluency in written and spoken English and Chinese (Mandarin and Cantonese)

Responsibilities

• Review legaldocuments relating to IPOs and assist execution team on finalization of documents.
• Review quality of due diligence for IPO projects and submissions to regulators.
• Supervise review of KYC documents (AML, name screening, desktop search).
• Identify issues on Listing Rules and regulatory requirements and update manuals and procedures.
• Review documentation and record-keeping for IPO and non-IPO projects (prospectus, listing documents, memoranda, checklists).
• Provide legal, compliance and professional support to the execution team

Skills

Legal knowledge

IPO experience

Regulatory knowledge

Communication skills

Team player

Problem solving

EN/CN bilingual

Education

Law, Accounting or Finance degree

Job description

Guotai Junan International is seeking an experienced attorney or compliance professional to support IPO and regulatory processes within the execution team. You will review legal documents, oversee due diligence, supervise KYC reviews, and ensure compliance with Listing Rules and Takeovers Codes.

Strong English and Chinese language skills are essential. The role requires 5+ years in IPOs or financial advisory, a law, accounting or finance degree, and a proven ability to work in a regulatory-heavy