Associate, Quality Control – Corporate Finance & ECM

Guotai Junan (Hong Kong) Limited; Hong Kong; Vor Ort; HKD 480.000 - 720.000; Vollzeit

Zusammenfassung

Guotai Junan (Hong Kong) Limited seeks an Associate in Quality Control for Corporate Finance & ECM. You will review IPO prospectuses, A1 documents and due diligence materials to ensure accuracy and consistency, and support deal teams through the execution process.

The role requires a bachelor’s degree in law, accounting or finance and at least four years in QC within an investment bank or IPO vetting. Proficiency in English and Chinese (Mandarin and Cantonese) and sharp attention to detail are

Qualifikationen

• Bachelor degree in law, accounting, finance or related qualifications.
• Minimum 4 years of quality control experience in an investment bank or IPO vetting.
• SFC or HKEx experience is preferable.
• Strong knowledge of Listing Rules and IPO procedures.
• Proficient in written and spoken English and Chinese (Mandarin and Cantonese).
• Excellent communication, presentation and organizational skills.

Aufgaben

• Review IPO documents (prospectus, A1) and due diligence materials for completeness and accuracy.
• Collaborate with deal teams, legal & compliance to resolve issues and improve IPO execution quality.
• Assess regulatory, legal and business risks of IPO transactions.
• Review and provide feedback on IPO structures and internal documentation for regulatory compliance.
• Provide training and updates on regulatory requirements and guidelines.
• Provide day-to-day support to the Investment Banking Division.

Kenntnisse

English

Chinese

Ausbildung

Bachelor degree in law, accounting or finance

Jobbeschreibung

Associate, Quality Control – Corporate Finance & ECM

Review the IPO transaction documents (e.g. prospectus, A1 documents), due diligence materials and supporting records to ensure completeness, accuracy and consistency

Work closely with deal teams, legal & compliance team and other internal stakeholders to resolve issues and improve IPO execution quality

Assess the regulatory, legal, and business risks associated with IPO transactions

Review and provide feedback on IPO transaction structures, approval materials, and related internal documentation to ensure compliance with regulatory requirements and guidelines

Provide training and updates on regulatory requirements and guidelines

Provide day-to-day support to the Investment Banking Division

Requirements:

Bachelor degree in law, accounting, finance or other relevant professional qualifications;

Minimum 4 years of relevant experience in quality control in investment bank or financial institution or IPO vetting. Candidates with experience in SFC or HKEx are preferrable;

Solid knowledge of regulatory requirements including the Listing Rules;

Knowledge of the execution and operational procedures for IPO transactions;

Proficiency in written and spoken English and Chinese (Mandarin and Cantonese);

Excellent communication, presentation, organizational, and interpersonal skills;

Strong attention to detail, good judgment, and the ability to work under tight deadlines.