IPO Quality Control Associate - Regulatory & Compliance

Guotai Junan International Holdings Limited

Hong Kong

In loco

HKD 420.000 - 620.000

Tempo pieno

2 giorni fa

Candidati tra i primi

Una candidatura completa in un minuto

Curriculum e lettera di presentazione personalizzati, pronti da inviare.

Supera i filtri ATS

Descrizione del lavoro

Guotai Junan International Holdings Limited is seeking an Associate in Quality Control for IPO & ECM Transactions in Hong Kong. The role focuses on reviewing IPO documents, due diligence, and ensuring accuracy and completeness across materials.

You will work closely with deal teams, legal and compliance to resolve issues, assess regulatory risks and ensure adherence to listing rules, with strong emphasis on English and Chinese communication.

Competenze

Bachelor degree in law, accounting, finance or other relevant professional qualifications.
2+ years of QC/IPO vetting experience in investment banks or financial institutions.
Strong knowledge of regulatory requirements including Listing Rules and IPO procedures.

Mansioni

Review IPO transaction documents, due diligence materials and records to ensure completeness and accuracy.
Collaborate with deal teams, legal & compliance, and other internal stakeholders to resolve issues and improve IPO execution quality.
Assess regulatory, legal and business risks associated with IPO transactions.
Review IPO structures, approval materials, and related internal documentation for regulatory compliance.
Provide training and updates on regulatory requirements and guidelines.
Provide day-to-day support to the Investment Banking Division.